| 23-02709 | 09/06/2024 | Claimant(s): Anthony Jezek
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc., Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John Murphy, Kathryn D. Perreault
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Oklahoma City, OK
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| 23-00272 | 09/06/2024 | Claimant(s): Raymond James & Associates.
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): Robert Franden
Respondent Lawyers(s): Robert Franden
Arbitrator(s): Nicole T. LeBoeuf, Christi Miller, Christopher John Rowland
Hearing Site: Oklahoma City, OK
| | |
| 22-02359 | 03/08/2024 | Claimant(s): BOKF, NA, Cavanal Hill Distributors,
Claimant Lawyers(s): Jared M. Burden
Respondent(s): Lance Payne
Respondent Lawyers(s): Mark Hammons
Arbitrator(s): Kelley L Cornelius, Michael E. Nelson, Eric Ross Cromartie
Hearing Site: Oklahoma City, OK
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| 23-01811 | 02/09/2024 | Claimant(s): Keith Vandyke
Claimant Lawyers(s): Brian Luther
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Laura Ruiz Rivera
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Oklahoma City, OK
| | |
| 23-03049 | 01/25/2024 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Keith J. Barnett
Respondent(s): David Ridenour
Respondent Lawyers(s): David Kyle Ridenour
Arbitrator(s): Mary Elizabeth Skelnik
Hearing Site: Oklahoma City, OK
| | |
| 23-01373 | 12/29/2023 | Claimant(s): Jason Hill
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Centaurus Financial.
Respondent Lawyers(s): Bryan Gless
Arbitrator(s): Frances Johnson Wright
Hearing Site: Oklahoma City, OK
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| 23-01487 | 12/15/2023 | Claimant(s): Michael Noland
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): NYLife Securities LLC
Respondent Lawyers(s): Christopher J. Murdoch
Arbitrator(s): Eric Ross Cromartie
Hearing Site: Oklahoma City, OK
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| 23-01999 | 10/18/2023 | Claimant(s): LPL Financial LLC
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Joseph Hobbs
Respondent Lawyers(s): Joseph Gregory Hobbs
Arbitrator(s): Andrea U. Calve
Hearing Site: Oklahoma City, OK
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| 21-02592 | 09/13/2023 | Claimant(s): Dawna Grant, Estate of Leatrice Joyce Grant, Leatrice Joyce Grant Living Trust
Claimant Lawyers(s): Bryan J. Nowlin
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): John Kincade
Arbitrator(s): Nicole T. LeBoeuf, Felicia M. Hamilton, LaCynthia Hurst
Hearing Site: Oklahoma City, OK
|  | $0 |
| 21-02447 | 08/25/2023 | Claimant(s): Estate of Richard O. Bertschinger
Claimant Lawyers(s): Bryan J. Nowlin
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Karen Roberts Washington, Diane Shafer Goldschmidt, Brian James Tagtmeier
Hearing Site: Oklahoma City, OK
| | $0 |
