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FINRA Awards for Vanguard Marketing Corporation

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Displaying 10 out of 35 results
Case Number Award Date Case Summary Customer Case? Amount Granted
24-0145311/22/2024Claimant(s): Stuart Tweedie
Claimant Lawyers(s): Stuart Tweedie
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Esther E. Cho
Arbitrator(s): Michael Evan Beckman
Hearing Site: Los Angeles, CA
Checkmark Icon$0
23-0283507/12/2024Claimant(s): Michael Bristoll
Claimant Lawyers(s): James P. Galvin
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): Louis M. Parker
Hearing Site: Phoenix, AZ
23-0261503/01/2024Claimant(s): John Jakiun
Claimant Lawyers(s): John E Jakiun
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Samantha B. Kats
Arbitrator(s): Laura A. Kaster
Hearing Site: Washington, DC
Checkmark Icon$325
23-0224402/01/2024Claimant(s): Arun Chayra
Claimant Lawyers(s): Arun Chayra
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Matthew H. Ladner
Arbitrator(s): Ralph A. Cotton
Hearing Site: San Francisco, CA
Checkmark Icon$0
22-0252512/29/2023Claimant(s): Dale Deutsch, Lou Deutsch, Dale G. Deutsch Revocable Living Trust, Lou C. Deutsch Revocable Living Trust
Claimant Lawyers(s): Jacob H. Zamansky
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Arthur Neil Tolciss, Barry Steven Port, Mitchell Regenbogen
Hearing Site: New York, NY
Checkmark IconExpungement
21-0303810/09/2023Claimant(s): William Capece
Claimant Lawyers(s): Christopher Coss
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Stephen T. Mayhew, Gregory J. Spadea, Arthur Traldi
Hearing Site: Philadelphia, PA
23-0106609/01/2023Claimant(s): Vande Vrede Family Trust
Claimant Lawyers(s): Kenneth Vande Vrede
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Michael I. White
Arbitrator(s): Geoffrey A. Drucker
Hearing Site: Richmond, VA
Checkmark Icon$300
21-0244708/25/2023Claimant(s): Estate of Richard O. Bertschinger
Claimant Lawyers(s): Bryan J. Nowlin
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Karen Roberts Washington, Diane Shafer Goldschmidt, Brian James Tagtmeier
Hearing Site: Oklahoma City, OK
Checkmark Icon$0
22-0289807/07/2023Claimant(s): Kinzey Lynch
Claimant Lawyers(s): Scott M. Pollins
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Kenneth J. Turnbull
Arbitrator(s): Elizabeth Ann Morgan
Hearing Site: Philadelphia, PA
22-0156505/01/2023Claimant(s): Elsayed Elnenaey
Claimant Lawyers(s): Ahmed Elnenaey
Respondent(s): Vanguard Marketing Corporation
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Keely D. Parr, Jeanne M. Keefe, Eric Howard
Hearing Site: New York, NY
Checkmark IconDismissed with Rule 12206

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