Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02835 | 07/12/2024 | Claimant(s): Michael Bristoll Claimant Lawyers(s): James P. Galvin Respondent(s): Vanguard Marketing Corporation Respondent Lawyers(s): Paula Shaffner Arbitrator(s): Louis M. Parker Hearing Site: Phoenix, AZ | ||
| 23-02722 | 05/30/2024 | Claimant(s): Sneha Mahajan Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Linda J. Baer Hearing Site: Jersey City, NJ | ||
| 23-03002 | 05/08/2024 | Claimant(s): Francis Lojewski Claimant Lawyers(s): James P. Galvin Respondent(s): Nationwide Securities Respondent Lawyers(s): Daniela Paez Arbitrator(s): Carol H. Gold Hearing Site: Philadelphia, PA | ||
| 23-02975 | 04/25/2024 | Claimant(s): David Scranton Claimant Lawyers(s): James P. Galvin Respondent(s): Park Avenue Securities LLC Respondent Lawyers(s): Thomas Drogan Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | ||
| 23-03040 | 04/18/2024 | Claimant(s): Michael Depasquale Claimant Lawyers(s): James P. Galvin Respondent(s): M Holdings Securities., Nationwide Securities Respondent Lawyers(s): Daniela Paez, Jason D. Christian Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | ||
| 23-01849 | 04/18/2024 | Claimant(s): Brian Hagen Claimant Lawyers(s): James P. Galvin Respondent(s): Concourse Financial Group Securities Respondent Lawyers(s): Kathryn Roe Eldridge Arbitrator(s): Michael S. Yauch Hearing Site: Houston, TX | ||
| 23-02772 | 04/11/2024 | Claimant(s): Inderpal Anand Claimant Lawyers(s): James P. Galvin Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Howard L. Sobel Hearing Site: New York, NY | ||
| 23-01956 | 02/21/2024 | Claimant(s): Michael Escobar Claimant Lawyers(s): James P. Galvin Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 23-01274 | 02/15/2024 | Claimant(s): David Mcadams Claimant Lawyers(s): James P. Galvin Respondent(s): WFG Investments. Respondent Lawyers(s): David W. Williams Arbitrator(s): Harvey R. Linder Hearing Site: Memphis, TN | ||
| 23-01913 | 01/19/2024 | Claimant(s): Michael Dieschbourg Claimant Lawyers(s): James P. Galvin Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Lynne M. Gomez Hearing Site: New Orleans, LA |