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FINRA Awards for Sean Alan D'Amico

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0290005/14/2024Claimant(s): James Crosson
Claimant Lawyers(s): William Bean
Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors.
Respondent Lawyers(s): Brian J. Palmeri, David Feldstein, Kelsey L. Vasko
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Providence, RI
23-0297504/25/2024Claimant(s): David Scranton
Claimant Lawyers(s): James P. Galvin
Respondent(s): Park Avenue Securities LLC
Respondent Lawyers(s): Thomas Drogan
Arbitrator(s): Sean Alan D'Amico
Hearing Site: Hartford, CT

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