23-02900 | 05/14/2024 | Claimant(s): James Crosson Claimant Lawyers(s): William Bean Respondent(s): LPL Financial LLC, Investors Capital Corp., Voya Financial Advisors. Respondent Lawyers(s): Brian J. Palmeri, David Feldstein, Kelsey L. Vasko Arbitrator(s): Sean Alan D'Amico Hearing Site: Providence, RI
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23-01738 | 04/16/2024 | Claimant(s): Qi Wen Claimant Lawyers(s): William Bean Respondent(s): Jefferies LLC Respondent Lawyers(s): Andrew Shapren Arbitrator(s): John Warner Lowe Hearing Site: New York, NY
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23-01466 | 03/28/2024 | Claimant(s): Jeffrey Beaulieu Claimant Lawyers(s): William Bean Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Andrew S. Azarmi Arbitrator(s): Robert D. Sussin Hearing Site: Los Angeles, CA
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22-00735 | 03/27/2024 | Claimant(s): Patrick McWalter Claimant Lawyers(s): William Bean Respondent(s): Morgan Stanley & Co. Respondent Lawyers(s): Sean J. Coughlin Arbitrator(s): Ted M. Rosen Hearing Site: New York, NY
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23-01117 | 03/22/2024 | Claimant(s): Saimir Prapaniku Claimant Lawyers(s): William Bean Respondent(s): Invest Financial Corporation, U.S. Bancorp Investments. Respondent Lawyers(s): Briana Al Taqatqa, Eric A. Michaels Arbitrator(s): Sandra L. Malek, Marc S. Joseph, Olivia J. Valentine Hearing Site: Los Angeles, CA
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23-01474 | 03/13/2024 | Claimant(s): Douglas Greenberg Claimant Lawyers(s): William Bean Respondent(s): Morgan Stanley, Morgan Stanley DW Inc. Respondent Lawyers(s): Christine A. Kendrick Arbitrator(s): Katherine Hendricks Hearing Site: Portland, OR
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23-01479 | 02/06/2024 | Claimant(s): Tim Clairmont Claimant Lawyers(s): William Bean Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Amir Tadjedin Arbitrator(s): Stephany Adriene Watson Hearing Site: Portland, OR
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23-01436 | 01/31/2024 | Claimant(s): Mark Herman Claimant Lawyers(s): William Bean Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Adam M. Kauff Arbitrator(s): Michael F. Jordan Hearing Site: Detroit, MI
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23-01400 | 01/22/2024 | Claimant(s): Roberto Vila Claimant Lawyers(s): William Bean Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Katelyn H. Wilson Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: San Diego, CA
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23-01326 | 12/20/2023 | Claimant(s): Gareth Evans Claimant Lawyers(s): William Bean Respondent(s): Dominick & Dickerman LLC, Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli, Robert M. Hladek Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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