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FINRA Awards for Gareth Evans

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0132612/20/2023Claimant(s): Gareth Evans
Claimant Lawyers(s): William Bean
Respondent(s): Dominick & Dickerman LLC, Sands Brothers & Co., Ltd.
Respondent Lawyers(s): Gail Fanelli, Robert M. Hladek
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
23-0132811/06/2023Claimant(s): Gareth Evans
Claimant Lawyers(s): William Bean
Respondent(s): Dominick & Dickerman LLC
Respondent Lawyers(s): Robert M. Hladek
Arbitrator(s): Ira A. Auerbach
Hearing Site: New York, NY

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