23-01227 | 09/26/2024 | Claimant(s): Elliot Sherer Claimant Lawyers(s): Thomas McEvoy Respondent(s): Aegis Capital Corp. Respondent Lawyers(s): Kevin Meade Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-02510 | 08/23/2024 | Claimant(s): Jason Russo Claimant Lawyers(s): Thomas McEvoy Respondent(s): Laidlaw & Company (Uk) Ltd. Respondent Lawyers(s): Alex Shtaynberger Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-02933 | 08/13/2024 | Claimant(s): Peter Mamais Claimant Lawyers(s): Tosh Grebenik Respondent(s): National Securities Corporation Respondent Lawyers(s): Emily A. Hayes Arbitrator(s): Richard W. Cutler, Amy Banet, Diana Lucerene Armstrong-Walker Hearing Site: New York, NY
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23-00781 | 12/26/2023 | Claimant(s): Mikal Haddad Claimant Lawyers(s): Tosh Grebenik Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Thomas E. Stagg Arbitrator(s): Richard W. Cutler, Jill Pilgrim, Tangela Griffin Hearing Site: New York, NY
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23-00538 | 12/20/2023 | Claimant(s): Ghazaleh Ebrahimi Claimant Lawyers(s): Thomas P. McEvoy Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): Paul Klein Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-01326 | 12/20/2023 | Claimant(s): Gareth Evans Claimant Lawyers(s): William Bean Respondent(s): Dominick & Dickerman LLC, Sands Brothers & Co., Ltd. Respondent Lawyers(s): Gail Fanelli, Robert M. Hladek Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-00084 | 11/30/2023 | Claimant(s): Frank Palumbo Claimant Lawyers(s): Thomas McEvoy Respondent(s): American Capital Partners, Sanders Morris Harris LLC Respondent Lawyers(s): John Gardini, Steve Mangold Arbitrator(s): Richard W. Cutler Hearing Site: New York, NY
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23-00210 | 08/21/2023 | Claimant(s): Jon Newman Claimant Lawyers(s): Brandon M. Taaffe Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Richard W. Cutler, Jay Alan Kranis, Lynda Kommel-Browne Hearing Site: New York, NY
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21-01661 | 10/13/2022 | Claimant(s): Joseph Pietrykowski Claimant Lawyers(s): Todd A. Zuckerbrod Respondent(s): Santander Securities LLC Respondent Lawyers(s): Stuart D. Roberts Arbitrator(s): Richard W. Cutler, Linda Ashley, Jerome Francis Cangialosi Hearing Site: New York, NY
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22-00171 | 10/06/2022 | Claimant(s): Stuart Updegrove Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): National Securities Corporation, Eastbrook Capital Group LLC Respondent Lawyers(s): Edward Sampson, Emily A. Hayes Arbitrator(s): Richard W. Cutler, John Franklin Udochi, Adam J. Ciffone Hearing Site: New York, NY
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