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FINRA Awards for Diana Lucerene Armstrong-Walker

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0293308/13/2024Claimant(s): Peter Mamais
Claimant Lawyers(s): Tosh Grebenik
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Emily A. Hayes
Arbitrator(s): Richard W. Cutler, Amy Banet, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
15-0221802/08/2017Claimant(s): Diane Aurelio
Claimant Lawyers(s): Diane Aurelio
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Keely D. Parr, Amy Kaplan Eckman, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY

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