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FINRA Awards for Amy Kaplan Eckman

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0221802/08/2017Claimant(s): Diane Aurelio
Claimant Lawyers(s): Diane Aurelio
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Keely D. Parr, Amy Kaplan Eckman, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
15-0243112/23/2016Claimant(s): Scott Pagano
Claimant Lawyers(s): Christine A. Palmieri
Respondent(s): GFI Securities LLC
Respondent Lawyers(s): Emily L. Milligan
Arbitrator(s): Leslie Ruth Nydick, John Nino Brenkovich, Amy Kaplan Eckman
Hearing Site: New York, NY
14-0369406/06/2016Claimant(s): Candice Willoughby
Claimant Lawyers(s): Alan L. Sklover
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd Chinn
Arbitrator(s): Michael E. Olney, Richard W. Cutler, Amy Kaplan Eckman
Hearing Site: New York, NY

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