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FINRA Awards for Scott R. Koch

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
22-0139002/09/2023Claimant(s): Michael Briese
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
22-0136411/11/2022Claimant(s): Frank Metzke
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
20-0163811/17/2020Claimant(s): Douglas Bray
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Robert J. Scafuri
Hearing Site: Milwaukee, WI
19-0276504/16/2020Claimant(s): Justin Pearce
Claimant Lawyers(s): Joshua Norton
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Elliott Finkel
Hearing Site: Los Angeles, CA
18-0282501/11/2019Claimant(s): Ling Yung Wu
Claimant Lawyers(s): Abigail Snow
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Lorrie E Whitfield
Hearing Site: New York, NY
16-0137505/08/2017Claimant(s): Todd Brown
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Roger J. Hawke, Ellyn S. Roth, Peter McClellan Wright
Hearing Site: New York, NY
15-0221802/08/2017Claimant(s): Diane Aurelio
Claimant Lawyers(s): Diane Aurelio
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Keely D. Parr, Amy Kaplan Eckman, Diana Lucerene Armstrong-Walker
Hearing Site: New York, NY
14-0386304/04/2016Claimant(s): Gregory Wisniewski
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney, Brian E. Slotky, Michael I. White
Hearing Site: Chicago, IL
14-0078810/13/2015Claimant(s): Barbara Johnson
Claimant Lawyers(s): Barbara Andrea Johnson
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Christine L. Stetson
Hearing Site: Houston, TX
15-0024408/04/2015Claimant(s): Linda Wrobel
Claimant Lawyers(s): Linda Susan Wrobel
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL

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