| 17-00518 | 11/15/2018 | Claimant(s): Gerald Domanski, Leo Hirata, Matthew Barrett, Wei Zhuao
Claimant Lawyers(s): Gregory Noble
Respondent(s): Adrian Campbell, Rohan Barnett, Rothschild Lieberman LLC
Respondent Lawyers(s): David Bowen, Jeffrey Galvani
Arbitrator(s): Roger J. Hawke, Betty Chen, Laura Wong-Pan
Hearing Site: New York, NY
| | |
| 16-01375 | 05/08/2017 | Claimant(s): Todd Brown
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Roger J. Hawke, Ellyn S. Roth, Peter McClellan Wright
Hearing Site: New York, NY
| | |
| 15-03357 | 10/27/2016 | Claimant(s): Mustafa Er
Claimant Lawyers(s): Mustafa M. Er
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Jeffrey J. Kmoch
Arbitrator(s): Roger J. Hawke, Julian F. Santos, David John Reilly
Hearing Site: New York, NY
| | |
| 15-01433 | 10/13/2016 | Claimant(s): Daniel Ramjohn
Claimant Lawyers(s): Brittany Weiner
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Roger J. Hawke, Joan M. Traub, Franklin P. Chapman
Hearing Site: New York, NY
| | |
| 16-00231 | 06/23/2016 | Claimant(s): Richard Messina, Benchmark-Pellinore.
Claimant Lawyers(s): Barry Lax
Respondent(s): Adam Gordon
Respondent Lawyers(s): Katherine B. Harrison
Arbitrator(s): Roger J. Hawke, Walter Michael Mathews, William R. Serpe
Hearing Site: New York, NY
| | |
| 15-00741 | 03/22/2016 | Claimant(s): Mehdi Hassan
Claimant Lawyers(s): Mehdi Syed Hassan
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Kevin G. Lauri
Arbitrator(s): Roger J. Hawke, Daniel Robbins, Akshat Tewary
Hearing Site: New York, NY
| | |
| 14-00767 | 05/19/2015 | Claimant(s): Michael Cioffi
Claimant Lawyers(s): Jonathan Sack
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): Roger J. Hawke, Howard J. Stiefel, James M. Rhodes
Hearing Site: New York, NY
| | |
| 11-04269 | 09/10/2013 | Claimant(s): Steven Jones
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Citigroup Global Markets., UBS Financial Services Inc., Marvin Goldin, Michael Kosik
Respondent Lawyers(s): Amy B. Bard, William Hohauser
Arbitrator(s): Roger J. Hawke, Marguerite B. Filson, Lincoln W. Craighead
Hearing Site: New York, NY
|  | Expungement |
| 10-02128 | 07/17/2012 | Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Ben Gecaj, Timothy Bradley, Timothy Murphy, Waterford Investor Services.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Roger J. Hawke, Jack Friedman, Stevan J. Bosses
Hearing Site: New York, NY
| | |
| 08-04039 | 06/10/2011 | Claimant(s): Alaina Spilkevitz
Claimant Lawyers(s): Michael C. Farkas
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Robert S. Whitman
Arbitrator(s): Roger J. Hawke, William G. Binckes, Nicholas Brunero
Hearing Site: New York, NY
| | Expungement |
