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FINRA Awards for Clark Dodge & Co..

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Displaying 10 out of 15 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0357705/16/2017Claimant(s): Manasquan Plaza., Estate of Lambros Constantinou
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): Steros Christoforou, Clark Dodge & Co..
Respondent Lawyers(s): Don Torrillo, Robert M. Bursky
Arbitrator(s): Charles L. Prothero, Edith M. Novack, William H. Steinhart
Hearing Site: Newark, NJ
Checkmark Icon$0
15-0000612/09/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Franz Lambert
Respondent Lawyers(s): Anthony C. Varbero
Arbitrator(s): Evonne W.J. Tolbert
Hearing Site: New York, NY
15-0042110/30/2015Claimant(s): Randall Adamowicz
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Anastasios Belesis, Basil Christakos, Don Torrillo, Francis Mitchell, Franz Lambert, Joseph Dimauro, Clark Dodge & Co..
Respondent Lawyers(s): Amal S. Amin, Anthony C. Varbero, Brian J. Davis, Francis G. Mitchell
Arbitrator(s): Stephen C. Esposito
Hearing Site: Milwaukee, WI
Checkmark Icon$0
15-0000808/27/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Stephen Brune
Respondent Lawyers(s): Stephen Lloyd Brune
Arbitrator(s): Martin A. Edelstein
Hearing Site: New York, NY
15-0000907/29/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Martin McNulty
Respondent Lawyers(s): Martin P. McNulty
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
14-0387507/08/2015Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Katie Ambroziak
Respondent(s): Steven Bencivenga
Respondent Lawyers(s): Michael Utilla
Arbitrator(s): Stephen A. Weiner
Hearing Site: New York, NY
14-0037803/20/2015Claimant(s): Shannon Soqui
Claimant Lawyers(s): Shannon Soqui
Respondent(s): Joseph Dimauro, Michael Clark, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino, Michael Kevin Clark
Arbitrator(s): Robert S. Banks, James F. Zotter, John P. Hughie
Hearing Site: Portland, OR
12-0238012/20/2013Claimant(s): Devis Zgrinskic
Claimant Lawyers(s): David Hirschberg
Respondent(s): Joseph DiMauro, Clark Dodge & Co..
Respondent Lawyers(s): Frank J. Franzino
Arbitrator(s): J. Julie Jason, Keely D. Parr, Richard Gee
Hearing Site: New York, NY
11-0074705/09/2013Claimant(s): Ben Karmel
Claimant Lawyers(s): Ben Karmel
Respondent(s): Clark Dodge & Co..
Respondent Lawyers(s): Brian J. Davis
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
Checkmark Icon$0
10-0212807/17/2012Claimant(s): Clark Dodge & Co..
Claimant Lawyers(s): Michael Finkelstein
Respondent(s): Ben Gecaj, Timothy Bradley, Timothy Murphy, Waterford Investor Services.
Respondent Lawyers(s): David E. Robbins
Arbitrator(s): Roger J. Hawke, Jack Friedman, Stevan J. Bosses
Hearing Site: New York, NY

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