| 17-03198 | 06/07/2019 | Claimant(s): Carol Connell, Michael Connell, Eugene P. Connell Irrevocable Ins Trust
Claimant Lawyers(s): Kim Lauren Michael
Respondent(s): Ardell Roan, Barry Connell, Denise Kelly, Morgan Stanley & Co., George Batelli, Ginny Piscatay, Jeffrey Crystal, Jennifer Salmon, Richard Less
Respondent Lawyers(s): Adam Kauff, Barry Franklin Connell, Corey Hohnbaum, Ginny Piscatay
Arbitrator(s): Charles L. Prothero, Joan M. Traub, Sam Antar
Hearing Site: New York, NY
|  | Expungement |
| 14-03577 | 05/16/2017 | Claimant(s): Manasquan Plaza., Estate of Lambros Constantinou
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): Steros Christoforou, Clark Dodge & Co..
Respondent Lawyers(s): Don Torrillo, Robert M. Bursky
Arbitrator(s): Charles L. Prothero, Edith M. Novack, William H. Steinhart
Hearing Site: Newark, NJ
| | $0 |
| 15-00815 | 10/19/2016 | Claimant(s): Metehan Erim
Claimant Lawyers(s): Jason J. LeBoeuf
Respondent(s): Carol Doran-Timmins, Craig Pruett, Eric Tepper, J.P. Morgan Securities, Manuel Ruiz, Michael Ayerov, Robert Smalls
Respondent Lawyers(s): Matthew Wholey
Arbitrator(s): Charles L. Prothero, Linda J. Baer, Peter John Maurice Forbes
Hearing Site: Newark, NJ
| | |
| 13-01078 | 06/22/2015 | Claimant(s): James Swan
Claimant Lawyers(s): Nicholas Stevens
Respondent(s): BB&T Securities
Respondent Lawyers(s): Adam Stern
Arbitrator(s): Charles L. Prothero, Linda J. Baer, Louis Aloysius Hall
Hearing Site: Newark, NJ
| | |
| 13-02974 | 12/30/2014 | Claimant(s): Ashraf Elghandour
Claimant Lawyers(s): Brian D. Spector
Respondent(s): James Turner, UBS Financial Services Inc.
Respondent Lawyers(s): J. Michael Riordan
Arbitrator(s): Charles L. Prothero, Chris P. Drucker, Robert E. Anderson
Hearing Site: Newark, NJ
| | |
| 12-01701 | 05/22/2013 | Claimant(s): Gladys Cheringal
Claimant Lawyers(s): David P. Meyer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Charles L. Prothero, Bernard M. Levine, Bryan David Glass
Hearing Site: Newark, NJ
| | Expungement |
| 08-04033 | 07/25/2012 | Claimant(s): Iris Chin, Ken Chin
Claimant Lawyers(s): Ken K. Chin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): R. Matthew Ingraham
Arbitrator(s): Alan James Jacoby, Charles L. Prothero, Richard C. Antonelli
Hearing Site: Newark, NJ
| | $0 |
| 09-05426 | 10/11/2011 | Claimant(s): William McIroy
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): Linda T. Pellegrino, Charles L. Prothero, Gerald Joseph Coughlin
Hearing Site: Newark, NJ
| | Expungement |
| 09-06798 | 08/01/2011 | Claimant(s): Ed Hannon, Noel Hannon, Brooke Hannon, Drew Hannon
Claimant Lawyers(s): Devanshu L. Modi
Respondent(s): Sean Hannon, Epic Advisors
Respondent Lawyers(s): Sean Hannon
Arbitrator(s): Fred S. Pieroni, Charles L. Prothero, Matthew Steven Villa
Hearing Site: Newark, NJ
| | $533,216 |
| 09-03222 | 06/28/2011 | Claimant(s): Doris Cacace
Claimant Lawyers(s): Nicholas J. Taldone
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Michael J Zaretsky
Arbitrator(s): James M. Baumann, Charles L. Prothero, Nathan J. Minucci
Hearing Site: Newark, NJ
| | Expungement |
