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FINRA Awards for Kim Lauren Michael

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0319806/07/2019Claimant(s): Carol Connell, Michael Connell, Eugene P. Connell Irrevocable Ins Trust
Claimant Lawyers(s): Kim Lauren Michael
Respondent(s): Ardell Roan, Barry Connell, Denise Kelly, Morgan Stanley & Co., George Batelli, Ginny Piscatay, Jeffrey Crystal, Jennifer Salmon, Richard Less
Respondent Lawyers(s): Adam Kauff, Barry Franklin Connell, Corey Hohnbaum, Ginny Piscatay
Arbitrator(s): Charles L. Prothero, Joan M. Traub, Sam Antar
Hearing Site: New York, NY
Checkmark IconExpungement
09-0124112/11/2009Claimant(s): Nicholas Weiss
Claimant Lawyers(s): Stephen J. Nelson
Respondent(s): Saratoga Capital d/b/a Saratoga Cap
Respondent Lawyers(s): Kim Lauren Michael
Arbitrator(s): Saul W. Nirenberg, Sandra Gale Behrle, Robert S. Getman
Hearing Site: New York, NY

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