| 23-02638 | 05/30/2024 | Claimant(s): Martin Walcoe
Claimant Lawyers(s): Michael Shannon
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Allen Holeman
Arbitrator(s): Howard D. Jacob, Sam Antar, Thomas Hynes
Hearing Site: New York, NY
| | |
| 23-02274 | 05/02/2024 | Claimant(s): Robert Traitz
Claimant Lawyers(s): Brian Luther
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Sam Antar
Hearing Site: Jersey City, NJ
| | |
| 17-00546 | 05/25/2023 | Claimant(s): Gerard Costello, Matthew Buchsbaum, Scott Rosenberg, Sonia Attkiss
Claimant Lawyers(s): Robert Miller
Respondent(s): Credit Suisse Securities (USA) LLC
Respondent Lawyers(s): Stephen M. Kramarsky
Arbitrator(s): Sam Antar, Alan Robert Sacks, Jason Lowe
Hearing Site: New York, NY
| | |
| 22-02286 | 11/18/2022 | Claimant(s): William Hennion
Claimant Lawyers(s): Jennifer Woods Burke
Respondent(s): Hennion & Walsh.
Respondent Lawyers(s): Jennifer Woods Burke
Arbitrator(s): Sam Antar
Hearing Site: Jersey City, NJ
| | |
| 22-00839 | 08/31/2022 | Claimant(s): Stewart Graddick
Claimant Lawyers(s): Stewart T. Graddick
Respondent(s): Prudential Investment Mgmt Services LLC
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Sam Antar
Hearing Site: Jersey City, NJ
|  | $0 |
| 21-01389 | 06/17/2022 | Claimant(s): Nicholas Agnone
Claimant Lawyers(s): Louis Tambaro
Respondent(s): Royal Alliance Associates., Investors Capital Corp.
Respondent Lawyers(s): David Feldstein, James V. Noblett
Arbitrator(s): Sam Antar, Paul M. Friedman, Evan Powell
Hearing Site: New York, NY
| | |
| 21-00313 | 12/02/2021 | Claimant(s): Daniel Massry, Iris Massry, Isaac Massry, Linda Massry, Marilyn Massry, Mark Massry, Rochelle Massry, Danmas
Claimant Lawyers(s): Michael Hill
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Robert E. Anderson, Sam Antar, Martin R. Cramer
Hearing Site: Jersey City, NJ
| | Expungement |
| 20-02325 | 05/05/2021 | Claimant(s): Anthony Varbero
Claimant Lawyers(s): Thomas McEvoy
Respondent(s): Joseph Stevens & Co..
Respondent Lawyers(s): Fabio Migliaccio
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | |
| 20-02269 | 01/29/2021 | Claimant(s): Liam Glynn
Claimant Lawyers(s): Bradley D. Schnur
Respondent(s): Network 1 Financial Securities Inc.
Respondent Lawyers(s): Joseph C. Cascarelli
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
| | $0 |
| 20-01714 | 12/09/2020 | Claimant(s): Raymond Clark
Claimant Lawyers(s): Bryan Ward
Respondent(s): Grayson Financial LLC, J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein, Joseph Hagan
Arbitrator(s): Sam Antar
Hearing Site: Jersey City, NJ
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