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FINRA Awards for Regina Pepe Martorana

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Displaying 10 out of 21 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0239701/11/2022Claimant(s): Amended and Restated Julian I. Stoopler
Claimant Lawyers(s): Gary S. Menzer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Gerald Silverman, Sue Ellen D'Arcangelo, Michael Bracchi
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
21-0031312/02/2021Claimant(s): Daniel Massry, Iris Massry, Isaac Massry, Linda Massry, Marilyn Massry, Mark Massry, Rochelle Massry, Danmas
Claimant Lawyers(s): Michael Hill
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Robert E. Anderson, Sam Antar, Martin R. Cramer
Hearing Site: Jersey City, NJ
Checkmark IconExpungement
19-0117001/08/2021Claimant(s): Stuart Beinhacker
Claimant Lawyers(s): Adam J. Weinstein
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Clarence Smith, Donna Christina Chin, Elisse R. Stern
Hearing Site: New York, NY
Checkmark IconExpungement
20-0060010/20/2020Claimant(s): Mridula Anbarasan
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Julian F. Santos, Catherine Stewart, James F. Rohrman
Hearing Site: Newark, NJ
Checkmark IconDismissed by Rule 12206/12504
19-0227110/16/2020Claimant(s): June Glover
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Morgan Stanley, Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Abigail Elrod, Jeffery D. Rodgers, Jr., Regina Pepe Martorana
Arbitrator(s): Jeffrey M. Bain, Jane Tam, Anthony Cipiti
Hearing Site: Charleston, WV
Checkmark IconSettlement
19-0176505/06/2020Claimant(s): Anne Marie Roberts
Claimant Lawyers(s): Alex E. Rogers
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ
Checkmark Icon$0
19-0130603/02/2020Claimant(s): Thomas Domke
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Richard S. Zaifert
Hearing Site: Tampa, FL
Checkmark IconExpungement
16-0070704/20/2017Claimant(s): Michael Lebner, Patricia Lebner
Claimant Lawyers(s): Adam Gana
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Ericka B. Gray, Denise L. Presley, Christopher William McHallam
Hearing Site: Boston, MA
Checkmark IconExpungement
15-0193201/06/2017Claimant(s): Paulomi Agashiwala
Claimant Lawyers(s): Samuel J. Lieberman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Robert Giusti, Sergio Rosa
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Shelley Teitelbaum, Mary Lou McGanney, Susan Jane Harrigan
Hearing Site: New York, NY
Checkmark IconExpungement
15-0140808/02/2016Claimant(s): Randi Dukoff
Claimant Lawyers(s): Timothy J. O'Connor, Esq.
Respondent(s): Joel Joachim, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Keely D. Parr
Hearing Site: New York, NY
Checkmark IconDismissed by Rule 12206

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