Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02053 | 08/13/2024 | Claimant(s): William Stone Claimant Lawyers(s): Alex E. Rogers Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Lawton R. Graves Arbitrator(s): Peter George Erdely Hearing Site: Philadelphia, PA |  | Expungement |
| 22-01044 | 10/13/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Alex E. Rogers Respondent(s): LPL Financial LLC Respondent Lawyers(s): Kelsey Vasko Arbitrator(s): Annamaria Boccia Smith Hearing Site: Jersey City, NJ | | Expungement |
| 20-03939 | 11/29/2021 | Claimant(s): Ralph Basile Claimant Lawyers(s): Alex E. Rogers Respondent(s): George Madrigal, Penserra Securities Respondent Lawyers(s): Tracey Salmon-Smith Arbitrator(s): Peter Bennett, Stephen L. Lister, Howard Alan Grinsberg Hearing Site: Jersey City, NJ | ||
| 19-01765 | 05/06/2020 | Claimant(s): Anne Marie Roberts Claimant Lawyers(s): Alex E. Rogers Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Peter Grayson Respondent Lawyers(s): Regina Pepe Martorana Arbitrator(s): Sam Antar Hearing Site: Newark, NJ | | $0 |
| 18-01270 | 09/10/2018 | Claimant(s): Raymond Richard Claimant Lawyers(s): Alex E. Rogers Respondent(s): Jean Baun Respondent Lawyers(s): Samuel E. Cohen Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | | $18,536 |
| 13-01775 | 01/16/2015 | Claimant(s): Betty Schechter, Claire Schechter Claimant Lawyers(s): Alex E. Rogers Respondent(s): Wells Fargo Advisors, H. Pietraccini Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Michael P. Marryshow, Catherine Stewart, Robin L. Lewis Hearing Site: Philadelphia, PA | | Expungement |