21-02075 | 06/26/2023 | Claimant(s): Bernard Audet Claimant Lawyers(s): Matthew R. Major Respondent(s): New England Securities Corporation Respondent Lawyers(s): Martin Harris Arbitrator(s): Alan M. Schankel, John James McGovern, Robin L. Lewis Hearing Site: Philadelphia, PA
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14-00025 | 07/14/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Claimant Lawyers(s): Max S. Emmer Respondent(s): Gary Shumate Respondent Lawyers(s): Arthur C. Koski Arbitrator(s): David M. Panko, Robin L. Lewis, Peter Edward Sheridan Hearing Site: Philadelphia, PA
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13-01775 | 01/16/2015 | Claimant(s): Betty Schechter, Claire Schechter Claimant Lawyers(s): Alex E. Rogers Respondent(s): Wells Fargo Advisors, H. Pietraccini Respondent Lawyers(s): Alan S. Rafterman Arbitrator(s): Michael P. Marryshow, Catherine Stewart, Robin L. Lewis Hearing Site: Philadelphia, PA
| | Expungement |
13-00033 | 12/16/2013 | Claimant(s): Phone Sales USA., Randy Mims IRA Claimant Lawyers(s): Randy Mims Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Nuviah Shirazi Arbitrator(s): Alan J. Blocher, Kenneth D. Morris, Robin L. Lewis Hearing Site: Philadelphia, PA
| | $10,000 |
09-00978 | 12/06/2010 | Claimant(s): Lee Maimon and Barbara Maimon Claimant Lawyers(s): Joel D. Feldman Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Theodore Snyder Arbitrator(s): Edward F. Koren, Peter L. Marco, Robin L. Lewis Hearing Site: Philadelphia, PA
| | $0 |
09-02041 | 03/12/2010 | Claimant(s): Joseph Quill, Dr. Joseph R. Quill, Grantor and Benefic Claimant Lawyers(s): Jean Hanna Bickhart Respondent(s): Oppenheimer & Co.. Respondent Lawyers(s): William E. Mahoney Arbitrator(s): John J. Jordan, Fred M. Fleisher, Robin L. Lewis Hearing Site: Philadelphia, PA
| | $110,800 |