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FINRA Awards for New England Securities Corporation

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Displaying 10 out of 11 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0268406/17/2024Claimant(s): Jacob Solomon
Claimant Lawyers(s): Alex Padla
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): William A. Rome, John Michael Bergin, David Stein
Hearing Site: New York, NY
23-0120303/13/2024Claimant(s): Martin Weiss
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Steven Mark Bell
Hearing Site: Des Moines, IA
23-0059809/26/2023Claimant(s): Aaron Gordon
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Walter Steven Schwartz, Jason Robinson, John F Mencer
Hearing Site: Phoenix, AZ
21-0207506/26/2023Claimant(s): Bernard Audet
Claimant Lawyers(s): Matthew R. Major
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Alan M. Schankel, John James McGovern, Robin L. Lewis
Hearing Site: Philadelphia, PA
21-0277105/24/2022Claimant(s): Jeremiah Butout
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): David S. Eisenberg
Hearing Site: Phoenix, AZ
21-0055910/20/2021Claimant(s): William Bell
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Gayle B. Carlson
Hearing Site: Memphis, TN
20-0297707/16/2021Claimant(s): Joseph Silvestri
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Robert E. Anderson
Hearing Site: Jersey City, NJ
20-0155703/15/2021Claimant(s): John Canada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
20-0274503/12/2021Claimant(s): Bryan Cogliano
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Louis P. Wagman
Hearing Site: Philadelphia, PA
20-0155911/24/2020Claimant(s): John Canada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX

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