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FINRA Awards for John R. Canada

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0155703/15/2021Claimant(s): John Canada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Maxel (Bud) B Silverberg
Hearing Site: Dallas, TX
20-0155911/24/2020Claimant(s): John Canada
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): New England Securities Corporation
Respondent Lawyers(s): Martin Harris
Arbitrator(s): Joseph Neal Richardson
Hearing Site: Dallas, TX
06-0292109/24/2007Claimant(s): Jennifer Smith
Claimant Lawyers(s): Hans H. Huang
Respondent(s): Chris Suarez, Ryan Ku, Brookstreet Securities Corporation
Respondent Lawyers(s): H. Thomas Fehn, Ryan H. Ku
Arbitrator(s): John R. Canada, Leonard E. Benade, David P. McDuffee
Hearing Site: Raleigh, NC
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