22-01854 | 02/27/2024 | Claimant(s): Crews & Associates. Claimant Lawyers(s): Daniel H. Wirth Respondent(s): Billy Carty, Rush Harding, Carty & Company. Respondent Lawyers(s): Chris Lazarini, Peter Shults Arbitrator(s): Judith A. Payuk, Michael S. Yauch, Joseph Neal Richardson Hearing Site: Little Rock, AR
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23-01811 | 02/09/2024 | Claimant(s): Keith Vandyke Claimant Lawyers(s): Brian Luther Respondent(s): Raymond James Financial Services. Respondent Lawyers(s): Laura Ruiz Rivera Arbitrator(s): Joseph Neal Richardson Hearing Site: Oklahoma City, OK
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23-00667 | 11/01/2023 | Claimant(s): Douglas Wall Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX
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22-00853 | 08/29/2023 | Claimant(s): Irum Abbasi Claimant Lawyers(s): Irum Abbasi Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Heidi E. VonderHeide Arbitrator(s): Joseph Neal Richardson, Eric Ross Cromartie, Robert Barton McLeroy Hearing Site: Dallas, TX
| | $0 |
22-02981 | 07/20/2023 | Claimant(s): Donald Barry Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Jason Kempf Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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22-00830 | 06/22/2023 | Claimant(s): Donald Baxter Claimant Lawyers(s): Dochtor Kennedy Respondent(s): FFP Securities., Primeline Securities Corp., SII Investments. Respondent Lawyers(s): Eric A. Michaels, Fred F. Liebau, Jeremy Wooden Arbitrator(s): Joseph Neal Richardson Hearing Site: Wichita, KS
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20-04061 | 01/25/2023 | Claimant(s): David A. Kollar and Shirin Maria Kollar Claimant Lawyers(s): Bryan T Forman Respondent(s): TD Ameritrade. Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): William E. Hartsfield, Joseph Neal Richardson, Patricia Ann Nolan Hearing Site: Dallas, TX
| | Expungement |
22-00185 | 09/28/2022 | Claimant(s): Luke Tait Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Goldman, Sachs and Company Respondent Lawyers(s): C. Evan Stewart Arbitrator(s): Joseph Neal Richardson Hearing Site: Dallas, TX
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19-01855 | 01/28/2022 | Claimant(s): David Frost Claimant Lawyers(s): Daniel D'Costa Respondent(s): Kevin Wilson, Laidlaw & Company (UK) Ltd. Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick Arbitrator(s): Ilene T. Gormly, Robert J. Carlson, Joseph Neal Richardson Hearing Site: Wichita, KS
| | $0 |
19-02008 | 12/07/2021 | Claimant(s): Shirley Beneke, William Beneke Claimant Lawyers(s): Fred Spigarelli Respondent(s): LPL Financial LLC, Jake Warrington Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Joseph Neal Richardson Hearing Site: Kansas City, MO
| | Expungement |