| 22-02250 | 06/13/2024 | Claimant(s): Daniel Voigt, Lauren Voigt
Claimant Lawyers(s): Daniel Voigt
Respondent(s): Lion Street Financial
Respondent Lawyers(s): Max C. Rudolf
Arbitrator(s): Ilene T. Gormly, Andrew Barton, Robert Lee Walters
Hearing Site: Denver, CO
|  | Expungement |
| 23-02464 | 05/09/2024 | Claimant(s): Christian Blees
Claimant Lawyers(s): Christian W. Blees
Respondent(s): David Wolfe
Respondent Lawyers(s): David Sanford Wolfe
Arbitrator(s): Ilene T. Gormly, Eileen Joan Carpenter, William E Murray
Hearing Site: Denver, CO
| | |
| 19-01855 | 01/28/2022 | Claimant(s): David Frost
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Ilene T. Gormly, Robert J. Carlson, Joseph Neal Richardson
Hearing Site: Wichita, KS
| | $0 |
| 19-01199 | 01/26/2022 | Claimant(s): Pamela A. Frost IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Kelley L Cornelius, Ilene T. Gormly, Lawrence R. Maxwell
Hearing Site: Wichita, KS
| | $60,205 |
| 17-02822 | 01/25/2022 | Claimant(s): Jerome Kemper, Larry Grondahl, Peggy Monette, Clinton and Pamela Rasmussen, Gregory and Vickie Heller, Kenneth and Kristine Kuhn, Mark and Kari Kringen, Steven and Elaine Sinness, Connie E. Lee Living Trust
Claimant Lawyers(s): Brandon S. Reif
Respondent(s): Alexandra Lebenthal, James Lebenthal, Myles Blechner, Lebenthal & Co.
Respondent Lawyers(s): Daniel R. Korb
Arbitrator(s): Herbert Liberman, P J Boylan, Ilene T. Gormly
Hearing Site: Bismarck, ND
| | Expungement |
| 17-03511 | 03/13/2020 | Claimant(s): Gregory Zimmerman, Staci Walls
Claimant Lawyers(s): Aaron Israels
Respondent(s): Alps Distributors., Alps Portfolio Solutions Distributor Inc
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Ilene T. Gormly
Hearing Site: Denver, CO
| | |
| 18-01845 | 03/13/2020 | Claimant(s): Yang Song
Claimant Lawyers(s): Yang Lucas Song
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Jeffrey S. Dunlap
Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Carla B. Minckley
Hearing Site: Denver, CO
| | |
| 18-02333 | 12/09/2019 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael R. Greco
Respondent(s): Beau Pollard, Jason Baer
Respondent Lawyers(s): Clinton W. Marrs
Arbitrator(s): Michael S. Matek, Ilene T. Gormly, Margaret Ann Barrington
Hearing Site: Denver, CO
| | |
| 18-03319 | 08/22/2019 | Claimant(s): Thomas Mellish
Claimant Lawyers(s): Jason T Albin
Respondent(s): David Bartfeld, Edward Jones
Respondent Lawyers(s): Holly Stein Sollod
Arbitrator(s): Thaddeus J. Tecza, Ilene T. Gormly, Dennis C Moore
Hearing Site: Denver, CO
| | $0 |
| 16-00293 | 12/13/2018 | Claimant(s): John Everson, Rosalie Everson
Claimant Lawyers(s): James Thomaidis
Respondent(s): Edward Jones
Respondent Lawyers(s): Thomas H. Wagner
Arbitrator(s): Ilene T. Gormly, Marilyn R. Lewis, Carol L. Roslund
Hearing Site: Denver, CO
| | |
