Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02909 | 07/17/2023 | Claimant(s): Leslie Nelson Claimant Lawyers(s): Paul L. Vorndran Respondent(s): Stifel, Nicolaus & Co.., Randall Minas Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Carla B. Minckley, Carol L. Roslund, Tina Alison Davis Hearing Site: Denver, CO |  | Expungement |
| 18-01845 | 03/13/2020 | Claimant(s): Yang Song Claimant Lawyers(s): Yang Lucas Song Respondent(s): J.P. Morgan Securities Respondent Lawyers(s): Jeffrey S. Dunlap Arbitrator(s): Ilene T. Gormly, Mary C. Davis, Carla B. Minckley Hearing Site: Denver, CO | ||
| 15-01677 | 05/04/2016 | Claimant(s): Jason Shook Claimant Lawyers(s): Jason C. Shook Respondent(s): Scottrade Inc. Respondent Lawyers(s): Ryan T. Barke Arbitrator(s): Kathy L. Eisenmenger, Richard D. Fincher, Carla B. Minckley Hearing Site: Salt Lake City, UT | | $0 |
| 06-02806 | 11/28/2007 | Claimant(s): Wachovia Securities Claimant Lawyers(s): Renan I. Sugarman Respondent(s): Michael Jacobs Respondent Lawyers(s): Michael F. Jacobs Arbitrator(s): Cletus E. Byrne, Roger T. Felthoven, Carla B. Minckley Hearing Site: Denver, CO |