| 20-00348 | 06/30/2020 | Claimant(s): Wells Fargo Clearing Services
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Frank Mebane
Respondent Lawyers(s): Frank Noel Mebane
Arbitrator(s): Maurice M. Feller
Hearing Site: Columbia, SC
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| 16-01564 | 06/26/2017 | Claimant(s): Daniel Oleary, Jennifer Oleary, Patrick Oleary, Sandra Oleary
Claimant Lawyers(s): Daniel Gwertzman
Respondent(s): National Securities Corporation
Respondent Lawyers(s): Renan I. Sugarman
Arbitrator(s): Mark L Miller, Robert S. Sugarman, Raymond P. Buschmann
Hearing Site: Chicago, IL
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| 14-02346 | 04/08/2015 | Claimant(s): Wells Fargo Advisors Financial Network
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): William Guido
Respondent Lawyers(s): William Benton Guido
Arbitrator(s): George A. Sellnau
Hearing Site: New Orleans, LA
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| 14-00694 | 03/02/2015 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Francisco Savigne
Respondent Lawyers(s): Jackie Savigne
Arbitrator(s): Gregory D. Hoffmann
Hearing Site: Tampa, FL
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| 12-04033 | 01/30/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Thuli, Ellen Duhamel, Michael Shannon, Thomas Dornoff
Respondent Lawyers(s): David J. Hase
Arbitrator(s): Gerald J. Thain
Hearing Site: Milwaukee, WI
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| 14-00444 | 12/12/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings LLC
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
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| 12-02287 | 12/03/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Alan Mann
Respondent Lawyers(s): David Liebrader
Arbitrator(s): A. Joel Klein, Paul E. Dahlman, William Ogburn Huggins
Hearing Site: Las Vegas, NV
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| 12-03679 | 04/08/2014 | Claimant(s): Morgan Stanley, MSSB FA Notes Holdings
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Brent Lowe
Respondent Lawyers(s): Brent W. Lowe
Arbitrator(s): Katherine Jane Morris, Mandel E. Himelstein, Alan Joseph Goldstein
Hearing Site: San Diego, CA
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| 13-00952 | 02/19/2014 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Candy Taylor
Respondent Lawyers(s): Candy Taylor-Beck
Arbitrator(s): Bert P. Krages
Hearing Site: Boise, ID
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| 10-03540 | 08/22/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Ferneding
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Joseph G. Werner
Hearing Site: Dallas, TX
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