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FINRA Awards for David Ferneding

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0220712/28/2023Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Craig Stein
Respondent(s): David Ferneding
Respondent Lawyers(s): David Jerome Ferneding
Arbitrator(s): Lawrence R. Maxwell
Hearing Site: Dallas, TX
10-0354008/22/2013Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Ferneding
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Joseph G. Werner
Hearing Site: Dallas, TX

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