| 15-02588 | 05/08/2017 | Claimant(s): Munbilla Investments, Ltd.
Claimant Lawyers(s): David R. Clouston
Respondent(s): Richard Szelc, Neuberger Berman LLC
Respondent Lawyers(s): Victor A. Machcinski
Arbitrator(s): G. Maynard Green, Karen Roberts Washington, Joseph G. Werner
Hearing Site: Dallas, TX
|  | $0 |
| 12-02936 | 10/01/2013 | Claimant(s): Scott Miller
Claimant Lawyers(s): Mark W. Bayer
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Daniel A. Kile, Lawrence R. Maxwell, Joseph G. Werner
Hearing Site: Dallas, TX
| | $96,436 |
| 10-03540 | 08/22/2013 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): David Ferneding
Respondent Lawyers(s): Lowell N. Hawkes
Arbitrator(s): Robert C. Denenberg, Jeff Abrams, Joseph G. Werner
Hearing Site: Dallas, TX
| | |
| 11-02947 | 05/17/2013 | Claimant(s): Paragon Reserve Company, Texas PGI.
Claimant Lawyers(s): Ryan K. Bakhtiari
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Brody W. Weichbrodt
Arbitrator(s): Preston A. Trimble, Andrea U. Calve, Joseph G. Werner
Hearing Site: Dallas, TX
| | $1,057,670 |
| 11-03231 | 04/19/2012 | Claimant(s): Esposito Securities
Claimant Lawyers(s): Katy L. Sheppard
Respondent(s): Stephen Capurso
Respondent Lawyers(s): Brian J. Hurst
Arbitrator(s): Daniel A. Kile, Richard C. Corse, Joseph G. Werner
Hearing Site: Dallas, TX
| | |
| 11-01875 | 03/30/2012 | Claimant(s): Marvin Blum
Claimant Lawyers(s): Richard A. Lewins
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): William E. Hartsfield, Joseph G. Werner, Mary Elizabeth Skelnik
Hearing Site: Dallas, TX
| | $1,506,800 |
| 07-02943 | 10/01/2008 | Claimant(s): Banc of America Investment Services Inc.
Claimant Lawyers(s): Thomas A. Volz
Respondent(s): Candice Davis-Dunn
Respondent Lawyers(s): Grace Weatherly
Arbitrator(s): William E. Hartsfield, Terry Landry, Joseph G. Werner
Hearing Site: Dallas, TX
| | |
| 07-00471 | 04/17/2008 | Claimant(s): Tammy Mays and Cindy Mays
Claimant Lawyers(s): Bryan T. Forman
Respondent(s): Brent Lemons
Respondent Lawyers(s): Brent Lemons
Arbitrator(s): Phillip Lee Scheldt, Henry Hermann, Joseph G. Werner
Hearing Site: Dallas, TX
| | $1,318,000 |
