20-02621 | 02/18/2021 | Claimant(s): Randall Childress Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones Respondent Lawyers(s): Jonathan Hackbarth Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX
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14-02693 | 04/23/2018 | Claimant(s): Mark Pogue Claimant Lawyers(s): Steven D. Toskes Respondent(s): Morgan Stanley Respondent Lawyers(s): Richard C. Szuch Arbitrator(s): William E. Hartsfield, Jeff Abrams, Russell Phillips Gandy Hearing Site: Dallas, TX
| | Expungement |
15-02125 | 05/19/2017 | Claimant(s): Commerce Street Capital Claimant Lawyers(s): Sonja J. McGill Respondent(s): Eric Rosiak, T. Akers Respondent Lawyers(s): Elise M. Baumgarten Arbitrator(s): William E. Hartsfield, David A. Schuler, Angela Perri White Hearing Site: Dallas, TX
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14-02787 | 04/22/2015 | Claimant(s): Ameriprise Financial Services. Claimant Lawyers(s): Edward Walton Respondent(s): Charles Garner Respondent Lawyers(s): Charles E. Garner Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX
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14-03120 | 04/21/2015 | Claimant(s): Matthew Lowe, Michael Magruder Claimant Lawyers(s): David E. Robbins Respondent(s): Raymond, James & Associates. Respondent Lawyers(s): Kelli Hartsook Arbitrator(s): William E. Hartsfield, Daniel A. Kile, Stephen Ronald Crissey Hearing Site: Dallas, TX
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13-03506 | 03/18/2015 | Claimant(s): Paul Moorman Claimant Lawyers(s): Robert C. Wiegand Respondent(s): Southwest Securities. Respondent Lawyers(s): D. Lance Currie Arbitrator(s): William E. Hartsfield, Robert E. Treadaway, Walter Scott Cowger Hearing Site: Dallas, TX
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13-03108 | 08/18/2014 | Claimant(s): Milo H. Segner, Jr. as Trustee of the PR Claimant Lawyers(s): Andrew Sommerman Respondent(s): Workman Securities Corporation Respondent Lawyers(s): Christopher P Parrington Arbitrator(s): William E. Hartsfield Hearing Site: Dallas, TX
| | $11,570,000 |
12-02734 | 06/09/2014 | Claimant(s): Kaylyn Kelsey Kerr 1989 Trust, Kaylyn Kerr Irrevocable Trust Claimant Lawyers(s): Bryan Forman Respondent(s): Donald Donahue, John Mahoney, Suzanne Gavin, 1st Worldwide Financial Partners, Llc Respondent Lawyers(s): John F. Mahoney, Michael Schwartzberg, Suzanne Gavin Mahoney Arbitrator(s): William E. Hartsfield, Robert L. Chisolm, Russell Phillips Gandy Hearing Site: Dallas, TX
| | Expungement |
12-03271 | 06/04/2014 | Claimant(s): Katharina Taylor, Maxwell Taylor Claimant Lawyers(s): Jahan K Manasseh Respondent(s): LPL Financial LLC Respondent Lawyers(s): David J. Freniere Arbitrator(s): Valynda A. Ewton, Arthur H. Geffen, William E. Hartsfield Hearing Site: Dallas, TX
| | Expungement |
13-01751 | 01/16/2014 | Claimant(s): James Hintz Claimant Lawyers(s): Ronald M. Amato Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners., Beacon Acquisition Partners. Respondent Lawyers(s): Christopher P. Parrington Arbitrator(s): William E. Hartsfield, David B. Dyer, Donald C. Hood Hearing Site: Dallas, TX
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