| 13-01751 | 01/16/2014 | Claimant(s): James Hintz
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): Klaus Siepmann, Robert Mather, Allied Beacon Partners., Beacon Acquisition Partners.
Respondent Lawyers(s): Christopher P. Parrington
Arbitrator(s): William E. Hartsfield, David B. Dyer, Donald C. Hood
Hearing Site: Dallas, TX
| | |
| 09-04549 | 03/22/2011 | Claimant(s): The Roger & Rosemary Enrico Foundation
Claimant Lawyers(s): James P. Graven
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): S. Lawrence Polk
Arbitrator(s): Donald C. Hood, Richard C. Corse, Donna Ross Philip
Hearing Site: Dallas, TX
|  | $207,994 |
| 08-03243 | 11/23/2009 | Claimant(s): Christopher Winton
Claimant Lawyers(s): Todd R. Hixon
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Edward A. Walton
Arbitrator(s): Henry Hermann, Donald C. Hood, Helmut O. Wolff
Hearing Site: Dallas, TX
| | |
| 05-06441 | 12/14/2007 | Claimant(s): Barry Raykoske
Claimant Lawyers(s): Jeanne Crandall
Respondent(s): Gregory Matthews, William Matthews, FSC Securities Corporation, NFP Securities.
Respondent Lawyers(s): Clint A. Corrie, D. Craig Brinker
Arbitrator(s): Diane Muse, Donald C. Hood, Robert J. Gregory
Hearing Site: Dallas, TX
| | $349,500 |
