09-05510 | 11/18/2011 | Claimant(s): Don Insul, Jacquelyn Hicks, Lillian Jalass, Lillian Jalass Trust Claimant Lawyers(s): James P. Graven Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Avi Stadler Arbitrator(s): Robert G. Conway, Kevin R. Zehe, Kathleen Maher Zouhary Hearing Site: Cleveland, OH
| | $0 |
09-04549 | 03/22/2011 | Claimant(s): The Roger & Rosemary Enrico Foundation Claimant Lawyers(s): James P. Graven Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): S. Lawrence Polk Arbitrator(s): Donald C. Hood, Richard C. Corse, Donna Ross Philip Hearing Site: Dallas, TX
| | $207,994 |
08-00060 | 12/30/2008 | Claimant(s): Jack Ommert Claimant Lawyers(s): James P. Graven Respondent(s): Eric Jansson, James Bottoms, Raymond James Financial Services., JFB Planning Services. Respondent Lawyers(s): Erin Linehan, Gary A. Barnes, James F. Bottoms Arbitrator(s): Robert A. Vogler, Benjamin A. Kerner, Mayra Adela Rodriguez Hearing Site: Detroit, MI
| | $0 |
06-04052 | 11/16/2007 | Claimant(s): John Ramsey Claimant Lawyers(s): James P. Graven Respondent(s): Edward Jones Respondent Lawyers(s): Lisa A. Nielsen Arbitrator(s): Beth Schmidt, Fred J. Naffziger, Stephen C. Cline Hearing Site: Indianapolis, IN
| | $85,000 |