| 14-00386 | 01/16/2015 | Claimant(s): Jane Kilbourn
Claimant Lawyers(s): Jane C. Kilbourn
Respondent(s): Frederick Fram, Jeffrey Poosch, Summit Brokerage Services.
Respondent Lawyers(s): Michael J. Lang
Arbitrator(s): Kathleen Maher Zouhary
Hearing Site: Columbus, OH
|  | $2,215 |
| 12-00316 | 06/05/2013 | Claimant(s): Deanna Smith, Eric Smith
Claimant Lawyers(s): Kevin D. Galbraith
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Kevin R. Zehe, Joseph Edelstein, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | Expungement |
| 12-01156 | 01/23/2013 | Claimant(s): William Glubiak
Claimant Lawyers(s): Sara E. Scott
Respondent(s): Securities America.
Respondent Lawyers(s): Elaine M. Rice
Arbitrator(s): Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | |
| 11-00188 | 04/05/2012 | Claimant(s): Daniel Kliner, Eileen Kliner, Kliner Holstein Dairy Farm., Daniel L. Kliner and Eileen A. Kliner Re
Claimant Lawyers(s): J. Douglas Drushal
Respondent(s): David Stieber, Donald Graham
Respondent Lawyers(s): Thomas R. Schuck
Arbitrator(s): Daniel G. Zeiser, Gary B. Deutsch, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | $197,246 |
| 09-05510 | 11/18/2011 | Claimant(s): Don Insul, Jacquelyn Hicks, Lillian Jalass, Lillian Jalass Trust
Claimant Lawyers(s): James P. Graven
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Avi Stadler
Arbitrator(s): Robert G. Conway, Kevin R. Zehe, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | $0 |
| 08-00252 | 08/16/2011 | Claimant(s): Marc Miller
Claimant Lawyers(s): Andrew Mills Holford
Respondent(s): First Union Securities., Robert White
Respondent Lawyers(s): Andrew R. Park, Robert Lee White
Arbitrator(s): Rebecca A. Bowman, Kathleen Maher Zouhary, Sandra Maurer Kelly
Hearing Site: Cleveland, OH
| | $0 |
| 10-02870 | 08/12/2011 | Claimant(s): Barbara Lynn, Barbara A. Lynn Trust
Claimant Lawyers(s): Roland M. Cavalier
Respondent(s): Brian Robb, Stifel, Nicolaus & Co.., John Peters
Respondent Lawyers(s): James C. Browning, Jr.
Arbitrator(s): Bert S Cliff, Jeffrey M. Bain, Kathleen Maher Zouhary
Hearing Site: Cleveland, OH
| | Stipulated Award and Expungement |
