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FINRA Awards for Columbus, OH

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Displaying 10 out of 114 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0070511/22/2024Claimant(s): Betty Buehler, The Estate of Mark Buehler
Claimant Lawyers(s): Thomas W. Kerrigan
Respondent(s): Chad Metzger, Edward Jones, Jeanne Wurster
Respondent Lawyers(s): Jonathan W. Hackbarth, Tracey L. Turnbull
Arbitrator(s): Sharon R. Merriman, Barry Goldman, Shontell Deon Walker
Hearing Site: Columbus, OH
Checkmark IconExpungement
23-0134904/11/2024Claimant(s): Peter Armstrong
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Advisors Asset Management.
Respondent Lawyers(s): Kevin B. Walker
Arbitrator(s): Jim Geiger
Hearing Site: Columbus, OH
23-0142702/06/2024Claimant(s): Lars Olson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Mark A. Sipper
Hearing Site: Columbus, OH
22-0169102/02/2024Claimant(s): Andreas Klein
Claimant Lawyers(s): Kristian Kraszewski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Christopher F. Robertson
Arbitrator(s): Michael L. Lyons, Susan Finefrock, Ann Marie Hansen
Hearing Site: Columbus, OH
22-0248311/03/2023Claimant(s): Evelyn Foose
Claimant Lawyers(s): Evelyn Foose
Respondent(s): Richard Reames
Respondent Lawyers(s): Samuel E. Cohen
Arbitrator(s): Sandra Mendel Furman, Barbara E. Dixon, Ann Marie Hansen
Hearing Site: Columbus, OH
Checkmark Icon$0
22-0202509/28/2023Claimant(s): Sandra Diggs
Claimant Lawyers(s): Joseph S. Simms
Respondent(s): State Farm VP Management Corp.
Respondent Lawyers(s): Brooke D. Clarkson
Arbitrator(s): Mark L Miller, Emily J. Lewis, Matthew Harold Fields
Hearing Site: Columbus, OH
23-0003207/05/2023Claimant(s): Arthur Rifflard, Arthur Rifflard IRA
Claimant Lawyers(s): Courtney M. Werning
Respondent(s): Cambridge Investment Research.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Vincent S. Mezinko
Hearing Site: Columbus, OH
Checkmark Icon$0
21-0026705/19/2023Claimant(s): The Huntington Investment Company
Claimant Lawyers(s): Kevin Murch
Respondent(s): Morgan Stanley, Frank Nobile, James Riepenhoff
Respondent Lawyers(s): Jonathan C. Thau, Miles D. Hart
Arbitrator(s): Emily J. Lewis, Nelson E. Genshaft, Susan Finefrock
Hearing Site: Columbus, OH
22-0037201/13/2023Claimant(s): Allan Norris, Carol Norris, The Carol D. Norris Estate Planning
Claimant Lawyers(s): Meghan L. McElligott
Respondent(s): Kovack Securities Inc
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Richard W. Dissen
Hearing Site: Columbus, OH
Checkmark IconExpungement
21-0156304/05/2022Claimant(s): John Barber
Claimant Lawyers(s): Dochtor D. Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Mark A. Sipper
Hearing Site: Columbus, OH

114 Results

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