| 24-00115 | 09/18/2024 | Claimant(s): Sandra Rose
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Caitlin P. Cascino
Arbitrator(s): Peter M Cosel
Hearing Site: Hartford, CT
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| 23-01978 | 06/10/2024 | Claimant(s): Marc Jacobson
Claimant Lawyers(s): Owen Harnett
Respondent(s): Pruco Securities., Equitable Advisors
Respondent Lawyers(s): Jennifer E. Novoselsky, Michael J. Biondi
Arbitrator(s): Leon Fox, Raymond P. Buschmann, James Hofheimer
Hearing Site: Chicago, IL
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| 23-02474 | 04/25/2024 | Claimant(s): Zak Shaik
Claimant Lawyers(s): Zak Shaik
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Caitlin P. Cascino
Arbitrator(s): Edward W. Morris, Jess A. Bunshaft, Alan Steven Mittleman
Hearing Site: Jersey City, NJ
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| 23-02277 | 04/19/2024 | Claimant(s): Christine and Claude Inch
Claimant Lawyers(s): Christine and Claude Inch
Respondent(s): Pruco Securities., Prudential Equity Group, Harry Weber
Respondent Lawyers(s): Jennifer E. Novoselsky, Kendra S. Canape
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
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| 22-00799 | 02/07/2024 | Claimant(s): Peter Dao
Claimant Lawyers(s): Peter Giahao Dao
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Peter J. Pizzi
Arbitrator(s): Arthur Neil Tolciss, Regina Waynes Joseph, Cynthia Kouril
Hearing Site: New York, NY
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| 23-01208 | 11/14/2023 | Claimant(s): Ziad Meziab
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities., SunAmerica Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky, Jennifer R. Cox
Arbitrator(s): Benjamin F. Breslauer
Hearing Site: Phoenix, AZ
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| 22-00672 | 11/16/2022 | Claimant(s): Julian Marturano
Claimant Lawyers(s): Brian Luther
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): John W. Eichleay
Hearing Site: Pittsburgh, PA
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| 21-02962 | 08/05/2022 | Claimant(s): Jeffrey Gollehon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Carl E. Ver Beek
Hearing Site: Cleveland, OH
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| 21-03077 | 07/12/2022 | Claimant(s): James McAtee
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Jennifer E. Novoselsky
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
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| 19-00083 | 06/23/2022 | Claimant(s): Dawn Winship
Claimant Lawyers(s): Dawn Winship
Respondent(s): Pruco Securities.
Respondent Lawyers(s): Ephraim J. Pierre
Arbitrator(s): Michael G. Clark, Kirtley M. Thiesmeyer, Audrey Lynne Myer
Hearing Site: Los Angeles, CA
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