23-00791 | 08/19/2024 | Claimant(s): Eleanore Plewacki, Mark Plewacki Claimant Lawyers(s): Courtney M. Werning Respondent(s): Morgan Stanley Respondent Lawyers(s): Abigail D. Elrod Arbitrator(s): Stuart D. Summers, Raymond P. Buschmann, Timothy Chron Hearing Site: Chicago, IL
| | Expungement |
23-01978 | 06/10/2024 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Owen Harnett Respondent(s): Pruco Securities., Equitable Advisors Respondent Lawyers(s): Jennifer E. Novoselsky, Michael J. Biondi Arbitrator(s): Leon Fox, Raymond P. Buschmann, James Hofheimer Hearing Site: Chicago, IL
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23-00526 | 06/07/2024 | Claimant(s): Kurt Cichy, Michelle Cichy Claimant Lawyers(s): David Meyer Respondent(s): U.S. Bancorp Investments. Respondent Lawyers(s): Michael N. Ungar Arbitrator(s): Charles D. Hays, Raymond P. Buschmann, Timothy Schoewe Hearing Site: Milwaukee, WI
| | $0 |
23-02491 | 02/26/2024 | Claimant(s): Raymond James & Associates. Claimant Lawyers(s): Todd Ratner Respondent(s): Katherine Tarbox Respondent Lawyers(s): Katherine Alexandra Tarbox Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
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22-02085 | 11/15/2023 | Claimant(s): Martin Lorenzen Claimant Lawyers(s): Andrew Stoltmann Respondent(s): David Morris Respondent Lawyers(s): David Jeffrey Morris Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
| | $100,000 |
23-00865 | 11/15/2023 | Claimant(s): Gery Sadzewicz Claimant Lawyers(s): Barry P. Kaltenbach Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Raymond P. Buschmann, Sally J. Wiggins, Jacob Gorr Hearing Site: Chicago, IL
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23-01581 | 09/19/2023 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney Financing LL Claimant Lawyers(s): Samuel P. Mauch Respondent(s): Todd Barden Respondent Lawyers(s): Todd J Barden Arbitrator(s): Raymond P. Buschmann Hearing Site: Milwaukee, WI
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23-00267 | 09/05/2023 | Claimant(s): Marcia Litrenta Claimant Lawyers(s): William B. Young Respondent(s): LPL Financial LLC Respondent Lawyers(s): Mike West Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
| | Expungement |
21-01477 | 12/12/2022 | Claimant(s): Estate of Anita Mankowski Claimant Lawyers(s): Maria L. Kreiter Respondent(s): Morgan Stanley, Richard Behrendt Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Leon Fox, Susanne J. Hollander, Raymond P. Buschmann Hearing Site: Milwaukee, WI
| | $0 |
20-01556 | 12/03/2021 | Claimant(s): Alila Hollander Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Charlotte S. Wolfe Arbitrator(s): Raymond P. Buschmann Hearing Site: Chicago, IL
| | Expungement |