Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00865 | 11/15/2023 | Claimant(s): Gery Sadzewicz Claimant Lawyers(s): Barry P. Kaltenbach Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Elizabeth R. Aylett Arbitrator(s): Raymond P. Buschmann, Sally J. Wiggins, Jacob Gorr Hearing Site: Chicago, IL | ||
| 20-02094 | 12/16/2021 | Claimant(s): William Barrett, William G. Barrett Roth IRA Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Ausdal Financial Partners., Sentinus-Halo Securities Respondent Lawyers(s): Nancy L. Hendrickson Arbitrator(s): Tracy L. Allen, Sally J. Wiggins, Charles Kahn Hearing Site: Milwaukee, WI |  | Expungement |
| 20-03126 | 11/18/2021 | Claimant(s): James Freund, IRA Claimant Lawyers(s): Michael Hill Respondent(s): Ameriprise Financial Services Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Leonard Arthur Nelson, Sally J. Wiggins, Maxwell Charles Livingston Hearing Site: Milwaukee, WI | | $0 |