24-00246 | 05/03/2024 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Avya Daver Respondent Lawyers(s): Avya Daver Arbitrator(s): Edward W. Morris Hearing Site: New York, NY
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23-01590 | 02/22/2024 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Jason Barella Respondent Lawyers(s): Jason Barella Arbitrator(s): Gail Sillman Hearing Site: Boston, MA
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23-01475 | 12/12/2023 | Claimant(s): D.A. Davidson & Co. Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Kevin Arvoy Respondent Lawyers(s): Kevin Michael Arvoy Arbitrator(s): Elizabeth Gilbert, Charles Platto, Douglas Mark Polley Hearing Site: New York, NY
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20-01721 | 09/22/2022 | Claimant(s): John Ewine Claimant Lawyers(s): David W. Porteous Respondent(s): John Orlando, Richard Rappaport, Newport Coast Securities., Westpark Capital. Respondent Lawyers(s): Kevin Lee, Nancy L. Hendrickson, Todd A. Zuckerbrod Arbitrator(s): Martin D. Munic, Thomas J. Gmeinder, Steven M. Bialick Hearing Site: Minneapolis, MN
| | Expungement |
19-03605 | 04/21/2022 | Claimant(s): Joseph Cardenas, Machelle Cardenas, Yuma Cardiology Associates Claimant Lawyers(s): Bradd L Milove Respondent(s): Ryan Barradas, Kestra Investment Services, M Holdings Securities., WealthPoint, Barradas Family Trust, Kestra Advisory Services, Kestra Financial. Respondent Lawyers(s): Edwin A. Barkel, Nancy L. Hendrickson Arbitrator(s): Howard R. Gaines, Maureen Beyers, Jay Lawrence Witkin Hearing Site: Phoenix, AZ
| | $0 |
20-03805 | 02/02/2022 | Claimant(s): Maxine Kovalkoski, Paul Kovalkoski Claimant Lawyers(s): Christopher B. Jones Respondent(s): LPL Financial LLC, Ronald Paull Respondent Lawyers(s): Kelsey Vasko, Nancy L. Hendrickson Arbitrator(s): Peter L. Michaelson Hearing Site: Jersey City, NJ
| | Expungement |
20-02094 | 12/16/2021 | Claimant(s): William Barrett, William G. Barrett Roth IRA Claimant Lawyers(s): Joseph Wojciechowski Respondent(s): Ausdal Financial Partners., Sentinus-Halo Securities Respondent Lawyers(s): Nancy L. Hendrickson Arbitrator(s): Tracy L. Allen, Sally J. Wiggins, Charles Kahn Hearing Site: Milwaukee, WI
| | Expungement |
19-01888 | 05/18/2021 | Claimant(s): Amy Toliver, Cynthia Toliver, Janet Narduzzi Claimant Lawyers(s): Stephen C. Mouritsen Respondent(s): John Arnold, AXA Advisors Respondent Lawyers(s): Daniela Paez, Nancy L. Hendrickson Arbitrator(s): Jay H. Feldstein, David S. Eisenberg, Kenneth L. Mann Hearing Site: Phoenix, AZ
| | Expungement |
20-01601 | 11/06/2020 | Claimant(s): Jennifer Lattanzio Claimant Lawyers(s): Nancy L. Hendrickson Respondent(s): Chase Investment Services Corp., Citizens Securities. Respondent Lawyers(s): Adam R. Bennett, Brenna Anatone Force Arbitrator(s): Jonathan B. Gilbert Hearing Site: Cleveland, OH
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18-00366 | 07/20/2020 | Claimant(s): Cendrowski Selecky Professional Corp Claimant Lawyers(s): Jessica Lynn Dagley Respondent(s): Brent Kalka, David Nissen, Avantax Investment Services. Respondent Lawyers(s): Nancy L. Hendrickson Arbitrator(s): Lynn Hirschfeld Brahin, Susan L. Walker, Walter Patrick Giblin Hearing Site: Chicago, IL
| | $0 |