| 21-00548 | 06/22/2022 | Claimant(s): Estate of Inayat S. Fleischaker
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Joseph L. Siders
Arbitrator(s): Jonathan B. Gilbert, Odalo Joseph Ohiku, Denise Renee Poindexter
Hearing Site: Chicago, IL
|  | Expungement |
| 20-02094 | 12/16/2021 | Claimant(s): William Barrett, William G. Barrett Roth IRA
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Ausdal Financial Partners., Sentinus-Halo Securities
Respondent Lawyers(s): Nancy L. Hendrickson
Arbitrator(s): Tracy L. Allen, Sally J. Wiggins, Charles Kahn
Hearing Site: Milwaukee, WI
| | Expungement |
| 20-01556 | 12/03/2021 | Claimant(s): Alila Hollander
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Charlotte S. Wolfe
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | Expungement |
| 13-00103 | 04/25/2014 | Claimant(s): Roslyn Grodzin
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Sagepoint Financial., Ronald Smith
Respondent Lawyers(s): Courtney R. Reid, Ronald Smith
Arbitrator(s): Thomas F. Mahoney
Hearing Site: Chicago, IL
| | $42,808 |
| 12-01569 | 01/27/2014 | Claimant(s): Mary Neul, Estate of Milton Neul
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): John Watson, Securities America.
Respondent Lawyers(s): David A. Baugh, John E. Watson
Arbitrator(s): Mitchell Lee Marinello, Josette Belvedere, James A. Murphy
Hearing Site: Chicago, IL
| | Expungement |
| 11-03220 | 04/24/2013 | Claimant(s): Robert Chandler
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Ryan R. Baker
Arbitrator(s): Robert Youdelman
Hearing Site: Memphis, TN
| | Expungement |
| 11-03374 | 02/20/2013 | Claimant(s): John North
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Ausdal Financial Partners.
Respondent Lawyers(s): Jeff Ziesman
Arbitrator(s): Michael Nathanson
Hearing Site: Chicago, IL
| | Expungement |
| 10-02249 | 11/25/2011 | Claimant(s): Karen Trumper, Robert Trumper
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): Dale Hall, Jeffrey Pridey, Kathleen Heshelow, Kent Pridey, Lawrence Lambert, Capwest Securities.
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Donald N. Tolin, Helen P. Love, Bruce J. Pederson
Hearing Site: Denver, CO
| | $557,500 |
