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FINRA Awards for Estate of Milton Neul

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0156901/27/2014Claimant(s): Mary Neul, Estate of Milton Neul
Claimant Lawyers(s): Joseph Wojciechowski
Respondent(s): John Watson, Securities America.
Respondent Lawyers(s): David A. Baugh, John E. Watson
Arbitrator(s): Mitchell Lee Marinello, Josette Belvedere, James A. Murphy
Hearing Site: Chicago, IL
Checkmark IconExpungement

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