23-02972 | 08/09/2024 | Claimant(s): Keith Patterson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Citigroup Global Markets., Securities America., Investacorp Inc. Respondent Lawyers(s): Adam Kauff, Jennifer R. Cox Arbitrator(s): Jeffrey R. Jury Hearing Site: Houston, TX
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23-01031 | 07/15/2024 | Claimant(s): Sandra Scullen, Sandra M. Scullen IRA Claimant Lawyers(s): Matthew N. Thibaut Respondent(s): Securities America. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Louis J. Weber, Eric Ross Cromartie, Michael Wayne Johnston Hearing Site: Dallas, TX
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22-02428 | 12/27/2023 | Claimant(s): Matthew Smith Claimant Lawyers(s): Jonathan S. McCardle Respondent(s): George McAvoy, Securities America., Richard Tomisman, William Selig, CP Capital Management Respondent Lawyers(s): Gregory M. Curley, Justin A. Heller Arbitrator(s): Martin John Satalin, Stuart Eliot Finer Hearing Site: Albany, NY
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23-01153 | 12/26/2023 | Claimant(s): Securities America. Claimant Lawyers(s): Justin Sacca Respondent(s): Robert Thomas Respondent Lawyers(s): Robert A. Thomas Arbitrator(s): Edward W. Morris Hearing Site: Augusta, ME
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23-01139 | 11/07/2023 | Claimant(s): Benjamin Young Claimant Lawyers(s): Kathleen Patchel Respondent(s): Securities America. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Daniel M. Yamshon Hearing Site: San Francisco, CA
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23-00977 | 10/18/2023 | Claimant(s): Christina Orta Claimant Lawyers(s): Chad Weaver Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Erik R. Siering Hearing Site: Los Angeles, CA
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21-02920 | 10/18/2023 | Claimant(s): Erik Kuselias Claimant Lawyers(s): Brian C. Fournier Respondent(s): Scott Dorer, Steven Loveall, Securities America. Respondent Lawyers(s): Brian J. Palmeri, Greg Curley Arbitrator(s): Samuel H. Chorches, Thomas M. Madden, Andrew Stephen Knott Hearing Site: Hartford, CT
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22-01896 | 08/10/2023 | Claimant(s): Terry Anderson Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Securities America., First Allied Securities., Capwest Securities., International Assets Advisory, J.W. Cole Financial., QA3 Financial Corp. Respondent Lawyers(s): Dale K. Hall, Emily M. Knight, Jennifer R. Cox, Jeremy Wooden, Myra P. Nicholson, Stephen K. Wild Arbitrator(s): Steven Meyrich, Leonard M. Goldstein, Aaron J. Haley Hearing Site: Denver, CO
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22-02258 | 07/26/2023 | Claimant(s): Ronald Carazo Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Securities America. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield Hearing Site: New Orleans, LA
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22-00519 | 05/18/2023 | Claimant(s): Michael Herman Claimant Lawyers(s): Martin M. Berliner Respondent(s): Securities America., Hunter Wyckoff, Matthew Cloutier, Michael Baum, Mutual of Omaha Investor Services. Respondent Lawyers(s): Derek C. Anderson, Gregory M. Curley, Martin M. Berliner, Trenten P. Bausch Arbitrator(s): Steven M. Feder, Mary C. Davis, K. Bruce Lang Hearing Site: Denver, CO
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