22-02258 | 07/26/2023 | Claimant(s): Ronald Carazo Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Securities America. Respondent Lawyers(s): Justin Sacca Arbitrator(s): Robert H. Putnam, Eric M. Schorr, Ralph Hamilton Schofield Hearing Site: New Orleans, LA
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21-02076 | 10/14/2022 | Claimant(s): Patti Plunkett, individually, The Estate of John E. Plunkett, IRA Account of John E. Plunkett, John E. Plunkett & Maureen Y. Plunkett Claimant Lawyers(s): Kalju Nekvasil Respondent(s): Money Concepts Capital Corp Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Onnig Hatchig Dombalagian, Ralph Hamilton Schofield, Valerie Wilkins Blunt Hearing Site: New Orleans, LA
| | Expungement |
20-03324 | 04/22/2022 | Claimant(s): Ardine Jones, Buddy Jones, Ledger Fisse, Ron Carlos, Sharon Fisse Claimant Lawyers(s): Ardine Jones, Benjamin Edwards, Buddy Jones, Ledger J. Fisse Respondent(s): Gilberto Briseno Respondent Lawyers(s): Alan M. Wolper Arbitrator(s): Mark C Watler, Richard William Cryar, Ralph Hamilton Schofield Hearing Site: New Orleans, LA
| | Expungement |
19-02566 | 04/07/2020 | Claimant(s): Maria Freeman Claimant Lawyers(s): Alex S. Aughtry Respondent(s): LPL Financial LLC, Raymond Daigle, Robert Comeaux, Walter Bond, Commonwealth Financial Network, Comeaux Bond Daigle Respondent Lawyers(s): Donna Phillips Currault, John W. Joyce Arbitrator(s): David A. Schuler, Keith E. Robinson, Ralph Hamilton Schofield Hearing Site: New Orleans, LA
| | $600 |