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FINRA Awards for Gilberto Briseno

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0332404/22/2022Claimant(s): Ardine Jones, Buddy Jones, Ledger Fisse, Ron Carlos, Sharon Fisse
Claimant Lawyers(s): Ardine Jones, Benjamin Edwards, Buddy Jones, Ledger J. Fisse
Respondent(s): Gilberto Briseno
Respondent Lawyers(s): Alan M. Wolper
Arbitrator(s): Mark C Watler, Richard William Cryar, Ralph Hamilton Schofield
Hearing Site: New Orleans, LA
Checkmark IconExpungement
19-0010709/27/2019Claimant(s): Gilberto Briseno
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Transamerica Financial Advisors
Respondent Lawyers(s): Susan D. Duff
Arbitrator(s): Mark C Watler
Hearing Site: New Orleans, LA

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