23-02544 | 08/26/2024 | Claimant(s): Andre Selfa Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Michael D. Weiner, Mark Lee Haggard, Ian Matthew Green Hearing Site: Portland, OR
| | |
23-02921 | 06/10/2024 | Claimant(s): Jesus Quezada Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Regulus Financial Group Respondent Lawyers(s): Wendy Clarke Arbitrator(s): Robert D. Sussin, Noel Harvey Applebaum, Alan Stanley Petlak Hearing Site: Los Angeles, CA
| | |
23-01345 | 05/01/2024 | Claimant(s): Alexander Hackley Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services. Respondent Lawyers(s): Jennifer R. Cox Arbitrator(s): Martin M. Berliner, Leonard M. Goldstein, Adam Michael Porter Hearing Site: Denver, CO
| | |
23-01062 | 03/13/2024 | Claimant(s): Robert Alvarez Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): Dale A. Kaliszeski, Jeffrey Ackermann, Richard William Cryar Hearing Site: New Orleans, LA
| | |
23-01172 | 03/08/2024 | Claimant(s): Brett Ramsey Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): LPL Financial LLC, WFG Investments. Respondent Lawyers(s): David Williams, Rochelle Mayfield Arbitrator(s): John L. Krauss, Jeffrey Bruce Bailey, David Wesley McIntosh Hearing Site: Indianapolis, IN
| | |
23-01085 | 01/02/2024 | Claimant(s): Luis Espinoza Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Ameriprise Financial Services., FFEC Wealth Partners LLC Respondent Lawyers(s): Howard Klausmeier, Patrick W. Kelly Arbitrator(s): Michael W. Burnett, Andrew M. Mintzer, Stephen Howard Marcus Hearing Site: Los Angeles, CA
| | |
23-00783 | 12/26/2023 | Claimant(s): Michael Sendowski Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Equitable Advisors Respondent Lawyers(s): Cheryl Howard Arbitrator(s): Craig Alan Gordon, Andrew W. Levin, Stuart John Webster Hearing Site: Los Angeles, CA
| | |
23-01086 | 12/07/2023 | Claimant(s): Philip Arnheiter Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Morgan Stanley DW Inc., Wells Fargo Advisors Financial Network, Oppenheimer & Co.. Respondent Lawyers(s): Andrew Joyce, Deirdre Wolff, William H. Badinelli Arbitrator(s): Kenneth J. Horowitz, Jeffrey Zuckerman, Robert Andrew Sollazzo Hearing Site: Jersey City, NJ
| | |
23-01347 | 11/24/2023 | Claimant(s): Steven Hein Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Kestra Investment Services Respondent Lawyers(s): Richard A. D'Amura Arbitrator(s): Richard W. Epstein, Scott A. Eichhorn, Ellen Jane Vaughan Hearing Site: Boca Raton, FL
| | |
23-00670 | 10/30/2023 | Claimant(s): Dianne Odom Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): Woodbury Financial Services., J.W. Cole Financial., Transamerica Financial Advisors Respondent Lawyers(s): Gregg J. Breitbart, Jennifer R. Cox, Susan D. Duff Arbitrator(s): David M. Snyder, Nathan Jon Larson, Bryant Ashley Scriven Hearing Site: Tampa, FL
| | |