23-01062 | 03/13/2024 | Claimant(s): Robert Alvarez Claimant Lawyers(s): Avinoam Rosenfeld Respondent(s): International Assets Advisory Respondent Lawyers(s): Myra P. Nicholson Arbitrator(s): Dale A. Kaliszeski, Jeffrey Ackermann, Richard William Cryar Hearing Site: New Orleans, LA
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16-02543 | 09/11/2017 | Claimant(s): Paul Saltaformaggio Claimant Lawyers(s): John W. Joyce Respondent(s): MML Investors Services Respondent Lawyers(s): William P. Thornton, Jr. Arbitrator(s): Dale A. Kaliszeski, Ashley Lucile Belleau, Onnig Hatchig Dombalagian Hearing Site: New Orleans, LA
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15-00834 | 02/04/2016 | Claimant(s): Herbert Doucet, Margie Doucet, Taylor Powers Claimant Lawyers(s): Lance C. McCardle Respondent(s): Michael Shaw, VSR Financial Services. Respondent Lawyers(s): Benjamin J. Biard, Will M. Helixon Arbitrator(s): Susan F. Drogin, Dale A. Kaliszeski, James E. Bolin Hearing Site: New Orleans, LA
| | $307,000 |
09-05604 | 03/16/2012 | Claimant(s): Lorraine Welch Shaw Claimant Lawyers(s): Sidney W. Jackson Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Larry E. Mobley Arbitrator(s): Dale A. Kaliszeski, Allen J. Krouse, Onnig Hatchig Dombalagian Hearing Site: New Orleans, LA
| | $41,300 |
10-03472 | 11/15/2011 | Claimant(s): Daniel Hardy, Mary Spivey, Estate of Daniel Thomas Hardy, III, Estate of Susan Hardy Killgore Claimant Lawyers(s): James F. Willeford, Jessica M. Vasquez Respondent(s): Stifel, Nicolaus & Co.. Respondent Lawyers(s): James C. Browning Arbitrator(s): Leonard E. Benade, Dale A. Kaliszeski, Simeon B. Reimonenq Hearing Site: New Orleans, LA
| | Expungement |
08-03534 | 11/17/2010 | Claimant(s): Raymond Heck Claimant Lawyers(s): Raymond E. Heck Respondent(s): Kirk Kepper Respondent Lawyers(s): Keith Friley Arbitrator(s): Dale A. Kaliszeski, G. Phillip Shuler, Allen J. Krouse Hearing Site: New Orleans, LA
| | Settlement |
08-02669 | 10/30/2009 | Claimant(s): Florence Campbell Butts Claimant Lawyers(s): Meredith A. Cunningham Respondent(s): Fifth Third Securities. Respondent Lawyers(s): Jeffrey P. Hinebaugh Arbitrator(s): Frederick H. Bruce, Dale A. Kaliszeski, B. David Jarashow Hearing Site: New Orleans, LA
| | $68,500 |
08-00757 | 02/24/2009 | Claimant(s): Peter Bennett, Peter J. Bennett IRA Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Kathryn R. Eldridge Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis Hearing Site: New Orleans, LA
| | $0 |
05-02554 | 08/15/2007 | Claimant(s): Frances Heaton Claimant Lawyers(s): Kirk Reasonover Respondent(s): Hibernia Investments, L.L.C. Respondent Lawyers(s): Nancy Scott Degan Arbitrator(s): Ron C. Christner, Dale A. Kaliszeski, W. Patrick Baker Hearing Site: New Orleans, LA
| | $7,664 |