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FINRA Awards for Dale A. Kaliszeski

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Displaying 9 out of 9 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0106203/13/2024Claimant(s): Robert Alvarez
Claimant Lawyers(s): Avinoam Rosenfeld
Respondent(s): International Assets Advisory
Respondent Lawyers(s): Myra P. Nicholson
Arbitrator(s): Dale A. Kaliszeski, Jeffrey Ackermann, Richard William Cryar
Hearing Site: New Orleans, LA
16-0254309/11/2017Claimant(s): Paul Saltaformaggio
Claimant Lawyers(s): John W. Joyce
Respondent(s): MML Investors Services
Respondent Lawyers(s): William P. Thornton, Jr.
Arbitrator(s): Dale A. Kaliszeski, Ashley Lucile Belleau, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
15-0083402/04/2016Claimant(s): Herbert Doucet, Margie Doucet, Taylor Powers
Claimant Lawyers(s): Lance C. McCardle
Respondent(s): Michael Shaw, VSR Financial Services.
Respondent Lawyers(s): Benjamin J. Biard, Will M. Helixon
Arbitrator(s): Susan F. Drogin, Dale A. Kaliszeski, James E. Bolin
Hearing Site: New Orleans, LA
Checkmark Icon$307,000
09-0560403/16/2012Claimant(s): Lorraine Welch Shaw
Claimant Lawyers(s): Sidney W. Jackson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Dale A. Kaliszeski, Allen J. Krouse, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
Checkmark Icon$41,300
10-0347211/15/2011Claimant(s): Daniel Hardy, Mary Spivey, Estate of Daniel Thomas Hardy, III, Estate of Susan Hardy Killgore
Claimant Lawyers(s): James F. Willeford, Jessica M. Vasquez
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Leonard E. Benade, Dale A. Kaliszeski, Simeon B. Reimonenq
Hearing Site: New Orleans, LA
Checkmark IconExpungement
08-0353411/17/2010Claimant(s): Raymond Heck
Claimant Lawyers(s): Raymond E. Heck
Respondent(s): Kirk Kepper
Respondent Lawyers(s): Keith Friley
Arbitrator(s): Dale A. Kaliszeski, G. Phillip Shuler, Allen J. Krouse
Hearing Site: New Orleans, LA
Checkmark IconSettlement
08-0266910/30/2009Claimant(s): Florence Campbell Butts
Claimant Lawyers(s): Meredith A. Cunningham
Respondent(s): Fifth Third Securities.
Respondent Lawyers(s): Jeffrey P. Hinebaugh
Arbitrator(s): Frederick H. Bruce, Dale A. Kaliszeski, B. David Jarashow
Hearing Site: New Orleans, LA
Checkmark Icon$68,500
08-0075702/24/2009Claimant(s): Peter Bennett, Peter J. Bennett IRA
Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis
Hearing Site: New Orleans, LA
Checkmark Icon$0
05-0255408/15/2007Claimant(s): Frances Heaton
Claimant Lawyers(s): Kirk Reasonover
Respondent(s): Hibernia Investments, L.L.C.
Respondent Lawyers(s): Nancy Scott Degan
Arbitrator(s): Ron C. Christner, Dale A. Kaliszeski, W. Patrick Baker
Hearing Site: New Orleans, LA
Checkmark Icon$7,664

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