| 13-03424 | 07/02/2014 | Claimant(s): Morgan Stanley, Stephen Daughdrill
Claimant Lawyers(s): Julie Wilson Portera
Respondent(s): George Sullivan
Respondent Lawyers(s): P. Bradley Murray
Arbitrator(s): Allen J. Krouse
Hearing Site: Birmingham, AL
| | Expungement |
| 09-00671 | 07/09/2012 | Claimant(s): Nick Noriea, Noriea V Investments, Noriea VII Investments, Noriea XI Investments
Claimant Lawyers(s): Adam J. Gana
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): G. Wayne Hills
Arbitrator(s): Allen J. Krouse, Thomas Edmond Mingledorff, Richard J. Clement
Hearing Site: New Orleans, LA
|  | $0 |
| 09-05604 | 03/16/2012 | Claimant(s): Lorraine Welch Shaw
Claimant Lawyers(s): Sidney W. Jackson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Larry E. Mobley
Arbitrator(s): Dale A. Kaliszeski, Allen J. Krouse, Onnig Hatchig Dombalagian
Hearing Site: New Orleans, LA
| | $41,300 |
| 10-04956 | 02/03/2012 | Claimant(s): Estate of Carolyn Colvin EXE J. Colvin
Claimant Lawyers(s): Fredrick R. Tulley
Respondent(s): Charlton Lyons, Ameriprise Financial Services., Patricia Hatcher
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): William B. Miller, Jason G. Ourso, Allen J. Krouse
Hearing Site: New Orleans, LA
| | Expungement |
| 09-05078 | 02/07/2011 | Claimant(s): Sharon Hewett
Claimant Lawyers(s): Michael J. Rudicell
Respondent(s): Park Avenue Securities
Respondent Lawyers(s): George D. Fagan
Arbitrator(s): Allen J. Krouse
Hearing Site: New Orleans, LA
| | Dismissed by Rule 12206 |
| 08-03534 | 11/17/2010 | Claimant(s): Raymond Heck
Claimant Lawyers(s): Raymond E. Heck
Respondent(s): Kirk Kepper
Respondent Lawyers(s): Keith Friley
Arbitrator(s): Dale A. Kaliszeski, G. Phillip Shuler, Allen J. Krouse
Hearing Site: New Orleans, LA
| | Settlement |
| 08-04780 | 03/15/2010 | Claimant(s): Robert Sudduth, The Robert Sudduth Family Trust
Claimant Lawyers(s): George W. Healy
Respondent(s): James Holdman
Respondent Lawyers(s): MacAllynn J. Achee
Arbitrator(s): John J. Meyer, Mark A. Myers, Allen J. Krouse
Hearing Site: New Orleans, LA
| | $1,300,600 |
| 08-04168 | 11/20/2009 | Claimant(s): Amar Paul Sawhney
Claimant Lawyers(s): Amar Paul Singh Sawhney
Respondent(s): Brian Furrow, Frank Sullivan, TD Ameritrade.
Respondent Lawyers(s): Janine M. Lucas
Arbitrator(s): Robert C. Upton, Allen J. Krouse, Brian P. Jakes
Hearing Site: New Orleans, LA
| | $0 |
| 06-03335 | 05/02/2008 | Claimant(s): Joseph McDonald
Claimant Lawyers(s): George F. Riess
Respondent(s): A.G. Edwards & Sons., Scott Foreman
Respondent Lawyers(s): Matthew Salamon
Arbitrator(s): Frederick S. Duncan, Bobby M. Harges, Allen J. Krouse
Hearing Site: New Orleans, LA
| | $7,725 |
