| 18-03094 | 08/09/2019 | Claimant(s): Alan Green, David Robert, Jonathan Staiman, Vincent Miller, William Miller
Claimant Lawyers(s): Michael A. Balascio
Respondent(s): Bertram Riley, Petersen Investments.
Respondent Lawyers(s): Louis D. Tambaro
Arbitrator(s): Susan C. Lushing, Cheryl H. Agris, Stephen J. Patti
Hearing Site: New York, NY
| | |
| 16-03081 | 06/05/2017 | Claimant(s): Robert Lieb
Claimant Lawyers(s): Robert Alan Lieb
Respondent(s): William Miller
Respondent Lawyers(s): William Miller
Arbitrator(s): Michael D. McDowell, Cheryl Esposito Kaufman, John P. Abriola
Hearing Site: Pittsburgh, PA
| | Expungement |
| 10-04956 | 02/03/2012 | Claimant(s): Estate of Carolyn Colvin EXE J. Colvin
Claimant Lawyers(s): Fredrick R. Tulley
Respondent(s): Charlton Lyons, Ameriprise Financial Services., Patricia Hatcher
Respondent Lawyers(s): Geddes D. Anderson
Arbitrator(s): William B. Miller, Jason G. Ourso, Allen J. Krouse
Hearing Site: New Orleans, LA
|  | Expungement |
| 11-00921 | 10/12/2011 | Claimant(s): AXA Advisors
Claimant Lawyers(s): Kenneth O'Connor
Respondent(s): William Miller
Respondent Lawyers(s): William Donald Miller
Arbitrator(s): R. Phillip Reed
Hearing Site: Wichita, KS
| | |
| 09-06234 | 05/26/2011 | Claimant(s): Peoples State Bank
Claimant Lawyers(s): Stephen L. Miles
Respondent(s): Michael Park, FTN Financial Securities Corp, FTN Financial Capital Markets
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): William B. Miller, Frederick H. Bruce, Lynne R. Stern
Hearing Site: New Orleans, LA
| | $0 |
| 09-04491 | 10/27/2010 | Claimant(s): James Olinkiewicz
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): UBS Financial Services Inc., William Miller
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): David J. Pine, Jettie K. Thomas, Jerome M Shafer
Hearing Site: New York, NY
| | $0 |
| 08-00504 | 06/08/2010 | Claimant(s): Fred Kelley, Steven Helton, William Helton, William Miller
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Arthur W. Pigott, James C. Hoover, Stanley W. Foy
Hearing Site: Birmingham, AL
| | $45,000 |
