| 20-03308 | 10/21/2021 | Claimant(s): Michele Gray
Claimant Lawyers(s): Michele Gray
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Nikolas S. Komyati
Arbitrator(s): David J. Pine, Keely D. Parr, Richard Gee
Hearing Site: Albany, NY
|  | $0 |
| 16-00207 | 05/19/2017 | Claimant(s): Miguel Barron
Claimant Lawyers(s): Jonathan Sack
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Cora E. MacLean
Arbitrator(s): William G. Binckes, David J. Pine, Paul Bennett Marrow
Hearing Site: New York, NY
| | |
| 15-02192 | 04/12/2017 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Christopher M. Rodriguez
Respondent(s): Thomas Avitabile
Respondent Lawyers(s): David P. Stich
Arbitrator(s): Irwin Kahn, David J. Pine, Keith Roberts
Hearing Site: New York, NY
| | |
| 11-03689 | 04/17/2013 | Claimant(s): Milissa Martin
Claimant Lawyers(s): Rory M. McLaughlin
Respondent(s): J.P. Morgan Clearing Corp., J.P. Morgan Securities, Bear, Stearns & Co.
Respondent Lawyers(s): Gene L. Small
Arbitrator(s): Romaine L. Gardner, Robert S. Getman, David J. Pine
Hearing Site: New York, NY
| | $0 |
| 10-03591 | 03/29/2012 | Claimant(s): Carlos Conde and Pamela Conde
Claimant Lawyers(s): Francis T. Pagan
Respondent(s): UBS Financial Services Inc., Wilson Colberg
Respondent Lawyers(s): Guillermo J. Bobonis, Roberto C. Quinones-Rivera
Arbitrator(s): William G. Binckes, David J. Pine, Martin A. Edelstein
Hearing Site: New York, NY
| | Expungement |
| 10-01909 | 12/01/2010 | Claimant(s): James Harrington
Claimant Lawyers(s): James E Harrington
Respondent(s): Securities America.
Respondent Lawyers(s): Kelly R. Davis
Arbitrator(s): Madelyn A. Levy, David J. Pine, Lori H. Carena
Hearing Site: New York, NY
| | $0 |
| 09-04491 | 10/27/2010 | Claimant(s): James Olinkiewicz
Claimant Lawyers(s): Brett D. Zinner
Respondent(s): UBS Financial Services Inc., William Miller
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): David J. Pine, Jettie K. Thomas, Jerome M Shafer
Hearing Site: New York, NY
| | $0 |
| 09-01011 | 08/24/2010 | Claimant(s): Sandy Lerner
Claimant Lawyers(s): Louis F. Burke
Respondent(s): Sanford C. Bernstein & Co.
Respondent Lawyers(s): Sean M. Murphy
Arbitrator(s): Carol E. Weir, David J. Pine, Alfred H. Kingon
Hearing Site: New York, NY
| | $0 |
| 05-04546 | 05/16/2008 | Claimant(s): SunAmerica Securities.
Claimant Lawyers(s): Barry R. Temkin
Respondent(s): Peter Sloan
Respondent Lawyers(s): Peter M. Sloan
Arbitrator(s): Patrick J. Howley, David J. Pine, Irwin Pronin
Hearing Site: Newark, NJ
| | |
| 07-00983 | 11/21/2007 | Claimant(s): American Capital Partners
Claimant Lawyers(s): Christopher Albanese
Respondent(s): Douglas Costabile
Respondent Lawyers(s): George C. Vlachos
Arbitrator(s): Paul A. Merolla, Peter J. Kenny, David J. Pine
Hearing Site: New York, NY
| | |
