Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-00301 | 11/24/2023 | Claimant(s): Kenneth Bonal Claimant Lawyers(s): Seth N. Bursky Respondent(s): Avalon Partners. Respondent Lawyers(s): Concetto Kevin Barone Arbitrator(s): Neil G. Gargiulo, Lori H. Carena, Susan Romano Hearing Site: New York, NY | ||
| 20-02099 | 02/23/2022 | Claimant(s): Kevin O'Neill Claimant Lawyers(s): Jason J. Kane Respondent(s): Mark Kolta Respondent Lawyers(s): Tosh Grebenik Arbitrator(s): Richard W. Vallario, Lori H. Carena, Gerald M. Levine Hearing Site: New York, NY |  | $0 |
| 20-02079 | 04/27/2021 | Claimant(s): Mikedmat Dena Inc. Claimant Lawyers(s): John Dellaportas Respondent(s): Morgan Stanley, Jacob Shapira Respondent Lawyers(s): Jeremy S. Winer Arbitrator(s): Howard L. Sobel, Lori H. Carena, Alan Robert Sacks Hearing Site: New York, NY | | $782,279 |
| 15-01122 | 03/09/2016 | Claimant(s): Michael Butler Claimant Lawyers(s): Elizabeth Goldman Respondent(s): TD Ameritrade. Respondent Lawyers(s): James J. Vihstadt Arbitrator(s): Lori H. Carena Hearing Site: New York, NY | | $0 |
| 12-04361 | 04/16/2014 | Claimant(s): Ilan Preis Claimant Lawyers(s): Daniel J. Kaiser Respondent(s): Citigroup Global Markets. Respondent Lawyers(s): Joseph Baumgarten Arbitrator(s): Ted M. Rosen, Lori H. Carena, Jeffrey P. Bachmann Hearing Site: New York, NY | ||
| 13-00266 | 11/22/2013 | Claimant(s): Rinico Sawyer Claimant Lawyers(s): Robert Heim Respondent(s): HSBC Securities (USA) Inc. Respondent Lawyers(s): Daniel R. Korb Arbitrator(s): Fred S. Pieroni, Lori H. Carena, Robert J. Miller Hearing Site: New York, NY | ||
| 11-03049 | 08/16/2013 | Claimant(s): Monica Sidaoui Claimant Lawyers(s): Mark David Hunter Respondent(s): Morgan Stanley Respondent Lawyers(s): Thomas Briody Arbitrator(s): Pamela H. Roderick, Ann Pinciss Berman, Lori H. Carena Hearing Site: New York, NY | | Expungement |
| 10-05276 | 12/23/2011 | Claimant(s): John Puglisi Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Sandra D. Grannum Arbitrator(s): Lori H. Carena Hearing Site: New York, NY | | Expungement |
| 10-01909 | 12/01/2010 | Claimant(s): James Harrington Claimant Lawyers(s): James E Harrington Respondent(s): Securities America. Respondent Lawyers(s): Kelly R. Davis Arbitrator(s): Madelyn A. Levy, David J. Pine, Lori H. Carena Hearing Site: New York, NY | | $0 |
| 09-01789 | 05/06/2010 | Claimant(s): Robert Palumbo Claimant Lawyers(s): Robert Palumbo Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Howard M. Klausmeier Arbitrator(s): Robert M. Goldstein, Lori H. Carena, Joan Marie Chiusano Hearing Site: New York, NY | | $0 |