FINRA Awards for Avalon Partners.

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 8 out of 8 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
23-00301	11/24/2023	Claimant(s): Kenneth Bonal Claimant Lawyers(s): Seth N. Bursky Respondent(s): Avalon Partners. Respondent Lawyers(s): Concetto Kevin Barone Arbitrator(s): Neil G. Gargiulo, Lori H. Carena, Susan Romano Hearing Site: New York, NY
18-02904	02/21/2019	Claimant(s): Jay Shah Claimant Lawyers(s): Tosh D Grebenik Respondent(s): Avalon Partners. Respondent Lawyers(s): Concetto Kevin Barone Arbitrator(s): Sam Antar Hearing Site: New York, NY
11-04057	02/07/2014	Claimant(s): RBC Capital Markets LLC Claimant Lawyers(s): Joseph Keenan Respondent(s): Avalon Partners. Respondent Lawyers(s): Beatrice Cheah Arbitrator(s): Renan I. Sugarman, Dennis Roger Ahlm, Laura Kate Wennik Hearing Site: Minneapolis, MN
12-01478	10/05/2012	Claimant(s): David Simms Claimant Lawyers(s): Raquel Terrigno Respondent(s): Avalon Partners. Respondent Lawyers(s): Concetto Kevin Barone Arbitrator(s): Jeffrey G. Sommers Hearing Site: New York, NY
08-02270	02/03/2009	Claimant(s): Avalon Partners. Claimant Lawyers(s): Jonathan Kurta Respondent(s): Brendan Gillespie Respondent Lawyers(s): Brendan Thomas Gillespie Arbitrator(s): William A. Hohauser Hearing Site: New York, NY
08-02661	01/29/2009	Claimant(s): Avalon Partners. Claimant Lawyers(s): Jonathan Kurta Respondent(s): Charles Banks Respondent Lawyers(s): Charles Bradford Banks Arbitrator(s): David J. Pine Hearing Site: New York, NY
08-01062	12/01/2008	Claimant(s): Avalon Partners. Claimant Lawyers(s): Jonathan Kurta Respondent(s): Edgar Olmeda Respondent Lawyers(s): Edgar Olmeda Arbitrator(s): Doris Lindbergh Hearing Site: New York, NY
07-02661	03/27/2008	Claimant(s): Avalon Partners. Claimant Lawyers(s): Richard J. Babnick Respondent(s): Tyre Newsome Respondent Lawyers(s): Tyre Fred Newsome Arbitrator(s): Paul A. Merolla Hearing Site: New York, NY