| 21-02879 | 06/08/2023 | Claimant(s): Roger Squires
Claimant Lawyers(s): Roger B. Squires
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Morton S. Bunis, Edward W. Morris, Stefan Savic
Hearing Site: New York, NY
|  | $0 |
| 20-00030 | 03/31/2023 | Claimant(s): Fran Rooney
Claimant Lawyers(s): Lawrence R. Gelber
Respondent(s): Alex Shtaynberger, James Ahern, John Coolong, Matthew Eitner, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Eva H. Posman, Paul Bennett Marrow, Clara Schwabe
Hearing Site: New York, NY
| | $57,750 |
| 19-01855 | 01/28/2022 | Claimant(s): David Frost
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Ilene T. Gormly, Robert J. Carlson, Joseph Neal Richardson
Hearing Site: Wichita, KS
| | $0 |
| 19-01199 | 01/26/2022 | Claimant(s): Pamela A. Frost IRA
Claimant Lawyers(s): Daniel D'Costa
Respondent(s): Kevin Wilson, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Kevin Richard Wilson, Richard J. Babnick
Arbitrator(s): Kelley L Cornelius, Ilene T. Gormly, Lawrence R. Maxwell
Hearing Site: Wichita, KS
| | $60,205 |
| 20-03475 | 09/24/2021 | Claimant(s): Russell McLean
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Peter Khalil
Hearing Site: Portland, OR
| | |
| 19-02828 | 01/07/2021 | Claimant(s): George Kauffman
Claimant Lawyers(s): George W. Kauffman
Respondent(s): American Portfolios Financial Srvs., Robert Bartolotta, Torrey Giancursio
Respondent Lawyers(s): Gordon S. Dickens, Richard J. Babnick, Torrey Giancursio
Arbitrator(s): Barry Goldman, Ronald F Thompson, James Daniel Schultz
Hearing Site: Buffalo, NY
| | |
| 20-01793 | 12/23/2020 | Claimant(s): Todd Roselle
Claimant Lawyers(s): Brian Luther
Respondent(s): Cambridge Investment Research., Securian Financial Services.
Respondent Lawyers(s): Richard H. Kuhlman, Richard J. Babnick
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Wilmington, DE
| | |
| 20-01995 | 12/10/2020 | Claimant(s): Jay Fischer
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Securian Financial Services.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): Mark A Bilawsky
Hearing Site: Boca Raton, FL
| | |
| 17-00880 | 07/12/2018 | Claimant(s): Ferrospes AS
Claimant Lawyers(s): Jennifer Tarr
Respondent(s): George Calhoun, Laidlaw & Company (Uk) Ltd.
Respondent Lawyers(s): Richard J. Babnick
Arbitrator(s): James J. Fishman, Pamela H. Roderick, Clarence Smith
Hearing Site: New York, NY
| | $25,000 |
| 12-02738 | 07/13/2015 | Claimant(s): William Barkow
Claimant Lawyers(s): John E. Lawlor
Respondent(s): Emilio Disanluciano, Frank Mazzola, John Bivona, Felix Investments
Respondent Lawyers(s): Aegis J. Frumento, Richard J. Babnick
Arbitrator(s): Mary A. Dubas, Howard D. Jacob, Susan Jane Harrigan
Hearing Site: New York, NY
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