| 22-00427 | 10/26/2022 | Claimant(s): Brian Gagnon
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Gilder Gagnon Howe & Co. LLC
Respondent Lawyers(s): Elizabeth Curran
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 22-00086 | 10/24/2022 | Claimant(s): Cesar Colis Vidal
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Andrew Joyce
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 22-00648 | 10/11/2022 | Claimant(s): David Loeb
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 21-02412 | 07/28/2022 | Claimant(s): Siddarth Reddy
Claimant Lawyers(s): Avi Rosenfeld
Respondent(s): Halcyon Cabot Partners, Ltd.
Respondent Lawyers(s): Michael S. Segal
Arbitrator(s): Dora M. Lassinger, Howard D. Jacob, Margarita Echevarria
Hearing Site: New York, NY
| | |
| 19-02323 | 05/18/2022 | Claimant(s): Elizabeth Kitsis, Richard Kitsis
Claimant Lawyers(s): Sam A. Silverstein
Respondent(s): FSC Securities Corporation
Respondent Lawyers(s): Steven E. Mellen
Arbitrator(s): Howard D. Jacob, Paul C. Tang, Suzanne L. Ulicny
Hearing Site: New York, NY
|  | Expungement |
| 20-03649 | 10/12/2021 | Claimant(s): Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca IRA, Dennis Mosca & Marilyn Lamberta-Mosca, Marilyn Lamberta-Mosca TOD
Claimant Lawyers(s): Matt E. Wolper
Respondent(s): David Lerner Associates.
Respondent Lawyers(s): Briana K. Huffer
Arbitrator(s): Howard D. Jacob, Ann Judith Gellis, Kerry-Ann Austin
Hearing Site: New York, NY
| | Expungement |
| 20-03084 | 04/16/2021 | Claimant(s): Kevin Wilson
Claimant Lawyers(s): John D. Stewart
Respondent(s): Laidlaw and Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 20-00503 | 10/27/2020 | Claimant(s): James Ahern
Claimant Lawyers(s): Thomas P. McEvoy
Respondent(s): Laidlaw & Company (UK) Ltd.
Respondent Lawyers(s): Alex Shtaynberger
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 20-01359 | 10/21/2020 | Claimant(s): Rocco Guidicipietro
Claimant Lawyers(s): Scott Holcomb
Respondent(s): J.P. Turner & Company, L.L.C.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | |
| 20-00660 | 09/18/2020 | Claimant(s): Daniel Nawrocki
Claimant Lawyers(s): John D. Singer
Respondent(s): Cowen and Company
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
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