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FINRA Awards for Thomas J. Cahill

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Displaying 10 out of 40 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0090002/08/2024Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): WAMU Investments.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Brian John Gallagher
Hearing Site: New York, NY
23-0072811/22/2023Claimant(s): Mark Schrader
Claimant Lawyers(s): Craig A. Riha
Respondent(s): Dime Securities.
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Daniel Robbins, Thomas M. Madden, Jonathan Ashley Pomeroy
Hearing Site: New York, NY
23-0038910/06/2023Claimant(s): Scott Rose
Claimant Lawyers(s): William Bean
Respondent(s): Citigroup Global Markets., J.P. Morgan Securities
Respondent Lawyers(s): Adam Kauff, Thomas J. Cahill
Arbitrator(s): Jeffrey Alan Helewitz
Hearing Site: New York, NY
22-0139002/09/2023Claimant(s): Michael Briese
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Michael S. Lazan
Hearing Site: New York, NY
22-0091201/23/2023Claimant(s): John Hess
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Roger M. Deitz
Hearing Site: New York, NY
22-0136411/11/2022Claimant(s): Frank Metzke
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Scott R. Koch
Arbitrator(s): Morton S. Bunis
Hearing Site: New York, NY
22-0064810/11/2022Claimant(s): David Loeb
Claimant Lawyers(s): Harris Freedman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
20-0184612/10/2021Claimant(s): Josh Frankel
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): Chase Investment Services Corp., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein, Thomas J. Cahill
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
21-0046111/11/2021Claimant(s): Lloyd Glazer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
20-0293303/31/2021Claimant(s): Juan Chung Chen
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Paul S. Biederman
Hearing Site: New York, NY

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